Threshold Triggered

[fourkids_9pets]

12.27.16 .. Threshold

 
 Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler 
 ACWX|ISHARES MSCI ACWI EX US ETF|G|Y|N| 
 ADMP|ADAMIS PHARMACEUTICALS CORP CO|S|Y|N| 
 AIRR|FIRST TR VI RBA AMERN INDL REN|G|Y|N| 
 BBH|VANECK VECTORS ETF TR BIOTECH|G|Y|N| 
 BOTZ|GLOBAL X FDSROBOTICS & ARTIFIC|G|Y|N| 
 BSPM|BIOSTAR PHARMACEUTICALS INC CO|S|Y|N| 
 CDC|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CDL|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CFA|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CFO|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CID|VICTORY PORTFOLIOS II CEMP INT|G|Y|N| 
 DGRS|WISDOMTREE TR US SMALL CAP QUA|G|Y|N| 
 DRYS|DRYSHIPS INC COM PAR$0.1 (MHL)|S|Y|N| 
 DXJS|WISDOMTREE TR JAPAN SMALLCAP H|G|Y|N| 
 EVGBC|EATON VANCE NEXTSHARES TR GLOB|G|Y|N| 
 FDIV|FIRST TRUST STRATEGIC INCOME|G|Y|N| 
 FLAG|EXCHANGE TRADED CONCEPTS TR WE|G|Y|N| 
 FYT|FIRST TRUST SMALL CAP  VALUE A|G|Y|N| 
 GLBS|GLOBUS MARITIME LIMITED SHS NE|S|Y|N| 
 GRID|FIRST TR NASDAQ CLEAN EDGE SMA|G|Y|N| 
 IDXG|INTERPACE DIAGNOSTICS GROUP IN|S|Y|N| 
 KBWY|POWERSHARES KBW PREMIUM YIELD|G|Y|N| 
 KRMA|GLOBAL X FDS GLOBAL X CONSCIOU|G|Y|N| 
 MOGLC|GABELLI NEXTSHARES TR  GABELLI|G|Y|N| 
 OPTT|OCEAN PWR TECHNOLOGIES INC COM|S|Y|N| 
 OPXA|OPEXA THERAPEUTICS, INC. COM P|S|Y|N| 
 PFI|POWERSHARES DWA FINANCIAL  MOM|G|Y|N| 
 PRN|POWERSHARES DWA INDUSTRIALS  M|G|Y|N| 
 PSCE|POWERSHARES S&P SMALLCAP ENERG|G|Y|N| 
 PSCF|POWERSHARES S&P SMALLCAP FINAN|G|Y|N| 
 PSCM|POWERSHARES S&P SMALLCAP MATER|G|Y|N| 
 PXI|POWERSHARES DWA ENERGY MOMENTU|G|Y|N| 
 QABA|FIRST TRUST NASDAQ ABA COMMUNI|G|Y|N| 
 RDVY|FIRST TRUST RISING DIVIDEND AC|G|Y|N| 
 RGSE|REAL GOODS SOLAR INC CL A NEW|S|Y|N| 
 RXII|RXI PHARMACEUTICALS CORP COM S|S|Y|N| 
 SCON|SUPERCONDUCTOR TECHS INC COM P|S|Y|N| 
 SINO|SINO-GLOBAL SHIPPING AMERICA.L|S|Y|N| 
 SKLN|SKYLINE MEDICAL INC. COM PAR $|S|Y|N| 
 SNSR|GLOBAL X FDSINTERNET OF THINGS|G|Y|N| 
 SP|SP PLUS  CORP COM STK|Q|Y|N| 
 SSH|SUNSHINE HEART INC   COMMON ST|S|Y|N| 
 TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| 
 VTWG|VANGUARD RUSSELL 2000 GROWTH E|G|Y|N| 
 VYMI|VANGUARD WHITEHALL FDS INTL HI|G|Y|N| 
 XGTI|XG TECHNOLOGY INC COM PAR $.00|S|Y|N| 
 20161227230020

OTC Threshold Securities as of Dec 27, 2016 Threshold Issue Data Information
Issue


12/27/2016 AMKBY A.P. Moller-Maersk A/S Unsponsored American Depository Receipt (Denmark) Other OTC N Y
12/27/2016 ABEC Analytica Bio-Energy Corp. Common Stock Other OTC Y N
12/27/2016 GGTCF Auryn Resources Inc. Ordinary Shares (Canada) Other OTC N Y
12/27/2016 AVMXY Avita Medical Ltd. Sponsored ADR (Austrailia) Other OTC N Y
12/27/2016 BTLCY British Land Co Sponsored ADR (UK) Other OTC N Y
12/27/2016 DKILY Daikin Inds Ltd Unsponsored ADR (Japan) Other OTC N Y
12/27/2016 GTOMY Gemalto NV Sponsored ADR (Netherlands) Other OTC N Y
12/27/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
12/27/2016 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y
12/27/2016 KHTRF Knight Therapeutics Inc Common Shares (Canada) Other OTC N Y
12/27/2016 KMTUY Komatsu Ltd Ord American Depositary Shares Other OTC N Y
12/27/2016 NILSY MMC Norilsk Nickel PJSC American Depositary Receipts - Sponsored Other OTC N Y
12/27/2016 MTST MetaStat, Inc. Common Stock Other OTC Y N
12/27/2016 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
12/27/2016 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
12/27/2016 TRKK Orbital Tracking Corp Common Stock OTCBB Y N
12/27/2016 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
12/27/2016 LUKOY PJSC Lukoil American Depositary Receipts - Sponsored Other OTC N Y
12/27/2016 PTRC Petro River Oil Corp Common Shares Other OTC Y N
12/27/2016 PGENY Pigeon Corporation Unsponsored American Depository Receipt (Japan) Other OTC N Y
12/27/2016 RGLSF Regulus Resources, Inc. New Ordinary Shares (Canada) Other OTC N Y
12/27/2016 RTOXY Rotork Plc Unsponsored ADR (United Kingdom) Other OTC N Y
12/27/2016 ROYMY Royal Mail PLC Unsponsored ADR (United Kingdom) Other OTC N Y
12/27/2016 SLCJY SLC Agricola Sa Sponsored American Depository Receipt (Brazil) Other OTC N Y
12/27/2016 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
12/27/2016 SSPC SpendSmart Networks, Inc. Common Stock Other OTC Y N
12/27/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y