Threshold Triggered

[fourkids_9pets]

12.21.16 .. Threshold

 
 Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler 
 ACWX|ISHARES MSCI ACWI EX US ETF|G|Y|N| 
 AIRR|FIRST TR VI RBA AMERN INDL REN|G|Y|N| 
 BBH|VANECK VECTORS ETF TR BIOTECH|G|Y|N| 
 BBRG|BRAVO BRIO RESTAURANT GROUP, I|Q|Y|N| 
 BOTZ|GLOBAL X FDSROBOTICS & ARTIFIC|G|Y|N| 
 BSPM|BIOSTAR PHARMACEUTICALS INC CO|S|Y|N| 
 CDC|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CFA|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CFO|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 CIBR|FIRST TR FD II NASDAQ CYBERSEC|G|Y|N| 
 CID|VICTORY PORTFOLIOS II CEMP INT|G|Y|N| 
 DRYS|DRYSHIPS INC COM PAR$0.1 (MHL)|S|Y|N| 
 DXJS|WISDOMTREE TR JAPAN SMALLCAP H|G|Y|N| 
 EVGBC|EATON VANCE NEXTSHARES TR GLOB|G|Y|N| 
 FDIV|FIRST TRUST STRATEGIC INCOME|G|Y|N| 
 FYC|FIRST TRUST SMALL CAP GROWTH A|G|Y|N| 
 FYT|FIRST TRUST SMALL CAP  VALUE A|G|Y|N| 
 GLBS|GLOBUS MARITIME LIMITED SHS NE|S|Y|N| 
 IDXG|INTERPACE DIAGNOSTICS GROUP IN|S|Y|N| 
 KBWY|POWERSHARES KBW PREMIUM YIELD|G|Y|N| 
 KRMA|GLOBAL X FDS GLOBAL X CONSCIOU|G|Y|N| 
 MOGLC|GABELLI NEXTSHARES TR  GABELLI|G|Y|N| 
 PFI|POWERSHARES DWA FINANCIAL  MOM|G|Y|N| 
 PRN|POWERSHARES DWA INDUSTRIALS  M|G|Y|N| 
 PSCE|POWERSHARES S&P SMALLCAP ENERG|G|Y|N| 
 PSCF|POWERSHARES S&P SMALLCAP FINAN|G|Y|N| 
 PSCI|POWERSHARES S&P SMALLCAP INDUS|G|Y|N| 
 PSCM|POWERSHARES S&P SMALLCAP MATER|G|Y|N| 
 PXI|POWERSHARES DWA ENERGY MOMENTU|G|Y|N| 
 QABA|FIRST TRUST NASDAQ ABA COMMUNI|G|Y|N| 
 RDVY|FIRST TRUST RISING DIVIDEND AC|G|Y|N| 
 RFDI|FIRST TRUST ETF III RIVERFRONT|G|Y|N| 
 RGSE|REAL GOODS SOLAR INC CL A NEW|S|Y|N| 
 RXII|RXI PHARMACEUTICALS CORP COM S|S|Y|N| 
 SCON|SUPERCONDUCTOR TECHS INC COM P|S|Y|N| 
 SKLN|SKYLINE MEDICAL INC. COM PAR $|S|Y|N| 
 SNSR|GLOBAL X FDSINTERNET OF THINGS|G|Y|N| 
 SP|SP PLUS  CORP COM STK|Q|Y|N| 
 TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| 
 UGLD|VELOCITYSHARES 3X LONG GOLD ET|G|Y|N| 
 VTWO|VANGUARD RUSSELL 2000 ETF|G|Y|N| 
 VYMI|VANGUARD WHITEHALL FDS INTL HI|G|Y|N| 
 WOOD|ISHARES GLOBAL TIMBER & FOREST|G|Y|N| 
 20161221230019

OTC Threshold Securities as of Dec 21, 2016 Threshold Issue Data Information
Issue

12/21/2016 AMKBY A.P. Moller-Maersk A/S Unsponsored American Depository Receipt (Denmark) Other OTC N Y
12/21/2016 ABBY Abby, Inc Common Stock Other OTC Y N
12/21/2016 AVMXY Avita Medical Ltd. Sponsored ADR (Austrailia) Other OTC N Y
12/21/2016 BMDPD Banca Monte Dei Paschi Di Siena Spa Siena American Depositary Receipts - Unsponsored Other OTC N Y
12/21/2016 BERI Blue Earth Resources, Inc. Common Stock Other OTC Y N
12/21/2016 BTLCY British Land Co Sponsored ADR (UK) Other OTC N Y
12/21/2016 CODYY Compagnie de Saint Gobain Unsponsored ADR (France) Other OTC N Y
12/21/2016 EARK Ecoark Holdings, Inc. Common Stock Other OTC N Y
12/21/2016 GLDLF Goldmining Inc Common Shares Other OTC N Y
12/21/2016 HLND Highlands Bankshares, Inc. (VA) Common Stock Other OTC Y N
12/21/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
12/21/2016 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y
12/21/2016 KHTRF Knight Therapeutics Inc Common Shares (Canada) Other OTC N Y
12/21/2016 MTST MetaStat, Inc. Common Stock Other OTC Y N
12/21/2016 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
12/21/2016 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
12/21/2016 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
12/21/2016 PTRC Petro River Oil Corp Common Shares Other OTC Y N
12/21/2016 PGENY Pigeon Corporation Unsponsored American Depository Receipt (Japan) Other OTC N Y
12/21/2016 RGLSF Regulus Resources, Inc. New Ordinary Shares (Canada) Other OTC N Y
12/21/2016 RTOXY Rotork Plc Unsponsored ADR (United Kingdom) Other OTC N Y
12/21/2016 ROYMY Royal Mail PLC Unsponsored ADR (United Kingdom) Other OTC N Y
12/21/2016 SLCJY SLC Agricola Sa Sponsored American Depository Receipt (Brazil) Other OTC N Y
12/21/2016 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
12/21/2016 SSPC SpendSmart Networks, Inc. Common Stock Other OTC Y N
12/21/2016 SGMD Sugarmade, Inc. Common Stock Other OTC Y N
12/21/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y