Threshold Triggered

[fourkids_9pets]

12.13.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Tuesday, December 13, 2016
Download
12/13/2016 11:00:20 PM
Threshold Security List

 
 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 AIRR	FIRST TR VI RBA AMERN INDL REN	G	Y	N 
 BSPM	BIOSTAR PHARMACEUTICALS INC CO	S	Y	N 
 CATH	GLOBAL X FDS GLOBAL X S&P 500	G	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CFA	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CFO	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CIBR	FIRST TR FD II NASDAQ CYBERSEC	G	Y	N 
 CID	VICTORY PORTFOLIOS II CEMP INT	G	Y	N 
 CSBR	CHAMPIONS ONCOLOGY INC COM NEW	S	Y	N 
 DCTH	DELCATH SYSTEMS INC COMMON COM	S	Y	N 
 DRNA	DICERNA PHARMACEUTICALS INC CO	Q	Y	N 
 DRYS	DRYSHIPS INC COM PAR$0.1 (MHL)	S	Y	N 
 DWAC	ELKHORN ETF TR COMMODITY ROTAT	G	Y	N 
 DXJS	WISDOMTREE TR JAPAN SMALLCAP H	G	Y	N 
 EFUT	EFUTURE HOLDING INC ORD SHS (C	S	Y	N 
 EVGBC	EATON VANCE NEXTSHARES TR GLOB	G	Y	N 
 FNY	FIRST TRUST MID CAP GROWTH ALP	G	Y	N 
 FYC	FIRST TRUST SMALL CAP GROWTH A	G	Y	N 
 FYT	FIRST TRUST SMALL CAP VALUE A	G	Y	N 
 GLBS	GLOBUS MARITIME LIMITED SHS NE	S	Y	N 
 JKI	ISHARES MORNINGSTAR MID CAP VA	G	Y	N 
 KRNT	KORNIT DIGITAL LTD ORD SHS (IS	Q	Y	N 
 PRN	POWERSHARES DWA INDUSTRIALS M	G	Y	N 
 PSCE	POWERSHARES S&P SMALLCAP ENERG	G	Y	N 
 PSCM	POWERSHARES S&P SMALLCAP MATER	G	Y	N 
 QABA	FIRST TRUST NASDAQ ABA COMMUNI	G	Y	N 
 RDVY	FIRST TR ETF FIRST TR NASDAQ R	G	Y	N 
 RFDI	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 RXII	RXI PHARMACEUTICALS CORP COM S	S	Y	N 
 SCON	SUPERCONDUCTOR TECHS INC COM P	S	Y	N 
 SKLN	SKYLINE MEDICAL INC. COM PAR $	S	Y	N 
 SNSR	GLOBAL X FDSINTERNET OF THINGS	G	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 UGLD	VELOCITYSHARES 3X LONG GOLD ET	G	Y	N 
 VGLT	VANGUARD LG-TRM GOVT BD ETF	G	Y	N 
 VIGI	VANGUARD WHITEHALL FDS INTL DI	G	Y	N 
 VTWO	VANGUARD RUSSELL 2000 ETF	G	Y	N 
 VYMI	VANGUARD WHITEHALL FDS INTL HI	G	Y	N

OTC Threshold Securities as of Dec 13, 2016 Threshold Issue Data Information
Issue


12/13/2016 AMKBY A.P. Moller-Maersk A/S Unsponsored American Depository Receipt (Denmark) Other OTC N Y
12/13/2016 ABBY Abby, Inc Common Stock Other OTC Y N
12/13/2016 AMLH American Leisure Holdings, Inc. Common Stock Other OTC Y N
12/13/2016 NGLOY Anglo American plc Sponsored ADR (United Kingdom) Other OTC N Y
12/13/2016 AHKSY Asahi Kaisai Corporation American Depositary Shares Other OTC N Y
12/13/2016 BTLCY British Land Co Sponsored ADR (UK) Other OTC N Y
12/13/2016 CODYY Compagnie de Saint Gobain Unsponsored ADR (France) Other OTC N Y
12/13/2016 DNRG Dominovas Energy Corporation. Common Stock Other OTC Y N
12/13/2016 ENGIY ENGIE American Depositary Receipts - Sponsored Other OTC N Y
12/13/2016 EARK Ecoark Holdings, Inc. Common Stock Other OTC N Y
12/13/2016 EBKDY Erste Group Bank AG Sponsored ADR (Austria) Other OTC N Y
12/13/2016 HDELY HeidelbergCement Ag Unsponsored ADR (Germany) Other OTC N Y
12/13/2016 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y
12/13/2016 HLND Highlands Bankshares, Inc. (VA) Common Stock Other OTC Y N
12/13/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
12/13/2016 IFJPY Informa PLC Sponsored ADR (Jersey) Other OTC N Y
12/13/2016 MTST MetaStat, Inc. Common Stock Other OTC Y N
12/13/2016 MRLB Miramar Labs Inc Common Stock Other OTC N Y
12/13/2016 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
12/13/2016 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
12/13/2016 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
12/13/2016 SLCJY SLC Agricola Sa Sponsored American Depository Receipt (Brazil) Other OTC N Y
12/13/2016 SVCMF SilverCrest Metals, Inc. Ordinary Shares (Canada) Other OTC N Y
12/13/2016 STBMY St. Barbara Ltd Sponsored ADR (Australia) Other OTC N Y
12/13/2016 VNRFY Vienna Insurance Group, Sponsored ADR (Austria) Other OTC N Y
12/13/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y
12/13/2016 RTNBD root9B Holdings, Inc. Common Stock Other OTC N Y