Threshold Triggered

[fourkids_9pets]

12.5.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Monday, December 05, 2016
Download
12/5/2016 11:00:25 PM
Threshold Security List

 
 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 AIRR	FIRST TR VI RBA AMERN INDL REN	G	Y	N 
 BSPM	BIOSTAR PHARMACEUTICALS INC CO	S	Y	N 
 CATH	GLOBAL X FDS GLOBAL X S&P 500	G	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CFA	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CFO	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CIBR	FIRST TR FD II NASDAQ CYBERSEC	G	Y	N 
 CID	VICTORY PORTFOLIOS II CEMP INT	G	Y	N 
 CLRB	CELLECTAR BIOSCIENCES INC COM	S	Y	N 
 DRYS	DRYSHIPS INC COM PAR$0.1 (MHL)	S	Y	N 
 DWIN	POWERSHARES ETF R II DWA TACTI	G	Y	N 
 DXJS	WISDOMTREE TR JAPAN SMALLCAP H	G	Y	N 
 EVGBC	EATON VANCE NEXTSHARES TR GLOB	G	Y	N 
 FCVT	FIRST TR EXCHANGE TRADED FD IV	G	Y	N 
 FDIV	FIRST TRUST STRATEGIC INCOME	G	Y	N 
 FLN	FIRST TRUST LATIN AMERICA ALPH	G	Y	N 
 FNX	FIRST TR MID CAP CORE ALPHADEX	G	Y	N 
 FTXO	FIRST TR ETF VI NASDAQ BK ETF	G	Y	N 
 FYC	FIRST TRUST SMALL CAP GROWTH A	G	Y	N 
 FYT	FIRST TRUST SMALL CAP VALUE A	G	Y	N 
 JSMD	JANUS DETROIT STR TR SMALL/MID	G	Y	N 
 KRNT	KORNIT DIGITAL LTD ORD SHS (IS	Q	Y	N 
 LVHD	LEGG MASON ETF EQUITY TR LOW V	G	Y	N 
 PSCM	POWERSHARES S&P SMALLCAP MATER	G	Y	N 
 QABA	FIRST TRUST NASDAQ ABA COMMUNI	G	Y	N 
 RDVY	FIRST TR ETF FIRST TR NASDAQ R	G	Y	N 
 SCON	SUPERCONDUCTOR TECHS INC COM P	S	Y	N 
 SINO	SINO-GLOBAL SHIPPING AMERICA.L	S	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 USLB	POWERSHARES RUSSELL 1000 LOW B	G	Y	N 
 VGLT	VANGUARD LG-TRM GOVT BD ETF	G	Y	N 
 VIGI	VANGUARD WHITEHALL FDS INTL DI	G	Y	N 
 VRNS	VARONIS SYS INC COM STK (DE)	Q	Y	N 
 VYMI	VANGUARD WHITEHALL FDS INTL HI	G	Y	N

OTC Threshold Securities as of Dec 5, 2016 Threshold Issue Data Information
Issue


12/05/2016 EADSY Airbus Group Unsponsored ADR (Netherlands) Other OTC N Y
12/05/2016 NGLOY Anglo American plc Sponsored ADR (United Kingdom) Other OTC N Y
12/05/2016 ASHTY Ashtead Group Plc Unsponsored ADR (United Kingdom) Other OTC N Y
12/05/2016 BDVSY Bidvest Group Ltd Sponsored ADR New (South Africa) Other OTC N Y
12/05/2016 BKBEF Blackbird Energy, Inc. Ordinary Shares (Canada) Other OTC N Y
12/05/2016 BRIZF Brazil Resources, Inc. Ordinary Shares (Canada) Other OTC N Y
12/05/2016 BTLCY British Land Co Sponsored ADR (UK) Other OTC N Y
12/05/2016 BRMSY Brmalls Participacoes S A Sponsored ADR (Brazil) Other OTC N Y
12/05/2016 EBKDY Erste Group Bank AG Sponsored ADR (Austria) Other OTC N Y
12/05/2016 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y
12/05/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
12/05/2016 MTST MetaStat, Inc. Common Stock Other OTC Y N
12/05/2016 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
12/05/2016 NSRS North Springs Resources Corp. Common Stock Other OTC Y N
12/05/2016 SCAZP Sanchez Energy Corporation Perpetual Preferred Convertible Series B Other OTC Y N
12/05/2016 SVCMF SilverCrest Metals, Inc. Ordinary Shares (Canada) Other OTC N Y
12/05/2016 STOY Spiral Toys Inc. Common Stock Other OTC Y N
12/05/2016 TPCA Tropicana Entertainment Inc. Common Stock Other OTC Y N
12/05/2016 WLMIY Wilmar International Ltd Unsponsored ADR (Singapore) Other OTC N Y
12/05/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y
12/05/2016 RTNBD root9B Holdings, Inc. Common Stock Other OTC N Y