Threshold Triggered

[fourkids_9pets]

11.28.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Monday, November 28, 2016
Download
11/28/2016 11:00:21 PM
Threshold Security List

 
 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 AIRR	FIRST TR VI RBA AMERN INDL REN	G	Y	N 
 BIS	PROSHARES TR ULTRASHORT NASDAQ	G	Y	N 
 BSPM	BIOSTAR PHARMACEUTICALS INC CO	S	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CFA	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CFO	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CIBR	FIRST TR FD II NASDAQ CYBERSEC	G	Y	N 
 CXRX	CONCORDIA INTL CORP COM (CANAD	Q	Y	N 
 DCTH	DELCATH SYSTEMS INC COMMON COM	S	Y	N 
 DGRE	WISDOMTREE TR EMERGING MKTS QU	G	Y	N 
 DRYS	DRYSHIPS INC COM PAR$0.1 (MHL)	S	Y	N 
 DXJS	WISDOMTREE TR JAPAN SMALLCAP H	G	Y	N 
 EGLE	EAGLE BULK SHIPPING INC SHS NE	Q	Y	N 
 FDIV	FIRST TRUST STRATEGIC INCOME	G	Y	N 
 FYT	FIRST TRUST SMALL CAP VALUE A	G	Y	N 
 LMBS	FIRST TR ETF FD IV FIRST TR LO	G	Y	N 
 LVHD	LEGG MASON ETF EQUITY TR LOW V	G	Y	N 
 MPCT	ISHARES TRUST MSCI GLOBAL IMPA	G	Y	N 
 PPH	VANECK VECTORS TR PHARMACEUTIC	G	Y	N 
 PSCE	POWERSHARES S&P SMALLCAP ENERG	G	Y	N 
 PSCM	POWERSHARES S&P SMALLCAP MATER	G	Y	N 
 QABA	FIRST TRUST NASDAQ ABA COMMUNI	G	Y	N 
 RDVY	FIRST TR ETF FIRST TR NASDAQ R	G	Y	N 
 RFDI	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 RGSE	REAL GOODS SOLAR INC CL A NEW	S	Y	N 
 SINO	SINO-GLOBAL SHIPPING AMERICA.L	S	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 UGLD	VELOCITYSHARES 3X LONG GOLD ET	G	Y	N 
 VGLT	VANGUARD LG-TRM GOVT BD ETF	G	Y	N 
 VIGI	VANGUARD WHITEHALL FDS INTL DI	G	Y	N

OTC Threshold Securities as of Nov 28, 2016 Threshold Issue Data Information
Issue

11/28/2016 AMKBY A.P. Moller-Maersk A/S Unsponsored American Depository Receipt (Denmark) Other OTC N Y
11/28/2016 AVGTF AVG TECHNOLOGIES N V Common Stock Other OTC N Y
11/28/2016 EADSY Airbus Group Unsponsored ADR (Netherlands) Other OTC N Y
11/28/2016 NGLOY Anglo American plc Sponsored ADR (United Kingdom) Other OTC N Y
11/28/2016 AGSTF Arcturus Growthstar Technologies Inc Ordinary Shares (Canada) Ordinary Shares Other OTC N Y
11/28/2016 ASHTY Ashtead Group Plc Unsponsored ADR (United Kingdom) Other OTC N Y
11/28/2016 ASOZY Asseco Poland S.A. Sponsored ADR (Poland) Other OTC N Y
11/28/2016 BDORY Banco Do Brasil SA Sponsored ADR Other OTC N Y
11/28/2016 BKBEF Blackbird Energy, Inc. Ordinary Shares (Canada) Other OTC N Y
11/28/2016 BRIZF Brazil Resources, Inc. Ordinary Shares (Canada) Other OTC N Y
11/28/2016 BBGP Bridgegate Pictures Corp. Common Stock Other OTC N Y
11/28/2016 BTLCY British Land Co Sponsored ADR (UK) Other OTC N Y
11/28/2016 BLOZF Cannabix Technologies Inc. Ordinary Shares (Canada) Other OTC N Y
11/28/2016 EBKDY Erste Group Bank AG Sponsored ADR (Austria) Other OTC N Y
11/28/2016 FMBJ First Menasha Bancshares Inc Common Stock Other OTC N Y
11/28/2016 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y
11/28/2016 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y
11/28/2016 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
11/28/2016 LLEX LILIS ENERGY INC Common Stock Other OTC N Y
11/28/2016 NILSY MMC Norilsk Nickel PJSC American Depositary Receipts - Sponsored Other OTC N Y
11/28/2016 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
11/28/2016 PPLUP Peoples Utd Finl Inc Perp Pfd Ser A Fixed/Fltg Other OTC N Y
11/28/2016 SCAZP Sanchez Energy Corporation Perpetual Preferred Convertible Series B Other OTC Y N
11/28/2016 TPCA Tropicana Entertainment Inc. Common Stock Other OTC Y N
11/28/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y
11/28/2016 RTNB root9B Technologies, Inc. Common Stock Other OTC N Y