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Thursday, December 29, 2016 3:52:40 PM
Great Elm's common stock has returned to being listed on the NASDAQ Global Select Market under the symbol “GEC” and the symbols “GECX” and “GECXU” are no longer in use.
On 12/27/16, per the Amended and Restated Backstop Investment Agreement, GEC sold an aggregate of 912,513 shares of its common stock to the investors under the Backstop Agreement resulting in gross proceeds to the registrant of approximately $3 million.
Officers and directors and their related parties purchased an aggregate of 117,000 shares in the backstop for an aggregate purchase price of approximately $0.3 million.
On 12/23/16, the rights offering expired. $29.7 million of basic subscription privileges and $12.4 million of over-subscription privileges were exercised resulting in the issuance of 9.1 million shares of the common stock and net proceeds of approximately $39.6 million. After the rights offering and issuance of shares to the backstop providers, GEC expects to have approximately 24.1 shares of its common stock outstanding. These amounts are subject to adjustment for guaranteed deliveries.
https://www.sec.gov/Archives/edgar/data/1082506/000119312516805045/d310024d8k.htm
"Someone said it takes 30 years to be an instant success" - Gabriel Barbier-Mueller, CEO of Harwood International
Recent GECC News
- Great Elm Capital Corp. Prices Public Offering of $36,000,000 of 8.125% Notes Due 2029 • GlobeNewswire Inc. • 09/12/2024 09:00:55 PM
- Great Elm Capital Corp. Announces Conditional Redemption of 6.75% Notes due 2025 • GlobeNewswire Inc. • 09/12/2024 09:00:18 PM
- Great Elm Capital Corp. Announces Public Offering of Unsecured Notes • GlobeNewswire Inc. • 09/12/2024 12:41:02 PM
- Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] • Edgar (US Regulatory) • 08/29/2024 09:07:58 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 08/22/2024 08:33:40 PM
- Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend] • Edgar (US Regulatory) • 08/16/2024 12:01:28 AM
- Form N-2 - Registration statement for closed-end investment companies • Edgar (US Regulatory) • 08/01/2024 08:28:29 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 08/01/2024 08:10:40 PM
- Great Elm Capital Corp. Announces Second Quarter 2024 Financial Results • GlobeNewswire Inc. • 08/01/2024 08:05:00 PM
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- Form 40-17G - Fidelity Bond [Rule 17G-1(g)] • Edgar (US Regulatory) • 07/19/2024 09:11:47 PM
- Form EFFECT - Notice of Effectiveness • Edgar (US Regulatory) • 07/12/2024 04:15:08 AM
- Form 424B3 - Prospectus [Rule 424(b)(3)] • Edgar (US Regulatory) • 07/11/2024 08:52:59 PM
- Great Elm Capital Corp. (“GECC”) Issues $22 Million of Additional GECCI Notes • GlobeNewswire Inc. • 07/09/2024 08:05:00 PM
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- Great Elm Capital Corp. Announces First Quarter 2024 Financial Results • GlobeNewswire Inc. • 05/02/2024 08:05:00 PM
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- Great Elm Capital Corp. Prices Public Offering of $30,000,000 of 8.50% Notes Due 2029 • GlobeNewswire Inc. • 04/09/2024 09:48:50 PM
- Great Elm Capital Corp. Announces Public Offering of Unsecured Notes • GlobeNewswire Inc. • 04/09/2024 12:30:34 PM
- Form 144 - Report of proposed sale of securities • Edgar (US Regulatory) • 03/09/2024 01:28:57 AM
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- Form 144 - Report of proposed sale of securities • Edgar (US Regulatory) • 03/06/2024 01:57:27 AM
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