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Monday, November 21, 2016 3:46:09 PM
I think the info is correct. Don't forget that COR, Alpine, and the brokerage clearing firms all submitted information to the court under seal. If we could see it, we might have a clearer idea of what happened when.
As for WLAN, DTC would only be "short" in the colloquial sense of the word, since it doesn't actually own the stock in question. Probably that was just a temporary situation. I don't know how often DTC puts out what used to be called "DTC sheets" these days. It used to be once a week, and then I think it changed to twice a week. The TA would presumably have access to them, and they were who supplied those numbers.
It could be that one or more people hold unrestricted shares in cert form; I don't know why they would, but it's possible. Or one or more people may have converted debt to stock, and that stock may not yet have been deposited in their trading accounts.
Without seeing the TA records, it's impossible to know for sure.
On another pennystock, I have millions of converted shares sitting in an acct. The company announced an R/S and new share structure. I quickly emailed Finra informing them the new share structure can' be because of the shares I was still holding.
Your shares would--or should--have been automatically split. If that wasn't reflected in your account, it's your broker's fault, I should think.
The DTC had no record of the shares ever being in the system.
And if so, that would also appear to be your broker's fault. Somebody should investigate.
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