Wednesday, October 26, 2016 9:56:12 AM
Quote:
Claimant alleged that Respondents ignored their client's instructions by, inter alia, refusing
to send Claimant monthly statements, permitting the elder Lowman to withdraw the principal
that Claimant had contributed, engaging in trading of options based on forged documents,
engaging in trading of options that was not suitable in any event, and refusing to permit
Claimant to withdraw the funds she contributed in the first place.
http://www.finra.org/sites/default/files/aao_documents/99-00243-Award-
Avant Technologies Equipping AI-Managed Data Center with High Performance Computing Systems • AVAI • May 10, 2024 8:00 AM
VAYK Discloses Strategic Conversation on Potential Acquisition of $4 Million Home Service Business • VAYK • May 9, 2024 9:00 AM
Bantec's Howco Awarded $4.19 Million Dollar U.S. Department of Defense Contract • BANT • May 8, 2024 10:00 AM
Element79 Gold Corp Successfully Closes Maverick Springs Option Agreement • ELEM • May 8, 2024 9:05 AM
Kona Gold Beverages, Inc. Achieves April Revenues Exceeding $586,000 • KGKG • May 8, 2024 8:30 AM
Epazz plans to spin off Galaxy Batteries Inc. • EPAZ • May 8, 2024 7:05 AM