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Re: Karma11 post# 11655

Wednesday, 10/12/2016 10:38:58 PM

Wednesday, October 12, 2016 10:38:58 PM

Post# of 12930
That does not disqualify them from doing another R/S even though it should. FINRA needs a reason like delinquent filings if they are a SEC filer, fraud investigation, civil judgment of fraud, bad actor involved, criminal conviction and/or a bunch of complaints to the SEC and FINRA by investors so that they take a close look and question the appropriateness of such a corporate action. Otherwise it could very likely sail through like a boat on a windy day...

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