Threshold Triggered

[fourkids_9pets]

9.27.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Tuesday, September 27, 2016
Download
9/27/2016 11:00:23 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
  
 ADMP	ADAMIS PHARMACEUTICALS CORP CO	S	Y	N 
 AIRR	FIRST TR VI RBA AMERN INDL REN	G	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CFA	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CID	VICTORY PORTFOLIOS II CEMP INT	G	Y	N 
 CSBR	CHAMPIONS ONCOLOGY INC COM NEW	S	Y	N 
 DRYS	DRYSHIPS INC COM PAR$0.1 (MHL)	S	Y	N 
 FEM	FIRST TRUST EMERGING MARKETS A	G	Y	N 
 FNK	FIRST TRUST MID CAP VALUE ALPH	G	Y	N 
 GNMA	ISHARES GNMA BOND ETF	        G	Y	N 
 LPTH	LIGHTPATH TECHNOLOGIES INC	S	Y	N 
 MARA	MARATHON PATENT GROUP INC COM	S	Y	N 
 MBVX	MABVAX THERAPEUTICS HOLDINGS,	S	Y	N 
 RGSE	REAL GOODS SOLAR INC CL A NEW	S	Y	N 
 SCTY	SOLARCITY CORP	                Q	Y	N 
 SOCL	GLOBAL X SOCIAL MEDIA INDEX	G	Y	N 
 SOXX	ISHARES PHLX SEMICONDUCTOR ETF	G	Y	N 
 SPU	SKYPEOPLE FRUIT JUICE INC COM	G	Y	N 
 TQQQ	PROSHARES ULTRAPRO QQQ	        G	Y	N 
 TUTT	ETFIS SER TR I TUTTLE TACTICAL	G	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 VGLT	VANGUARD LG-TRM GOVT BD ETF	G	Y	N 
 WATT	ENERGOUS CORP COM STK	        S	Y	N 
 XCOM	XTERA COMMUNICATIONS INC COM S	G	Y	N

OTC Threshold Securities as of Sept 27, 2016 Threshold Issue Data Information
Issue


09/27/2016 ACGBY Agricultural Bank of China Unsponsored American Depository Receipt (China) Other OTC N Y
09/27/2016 ACIIQ Arch Coal, Inc. Common Stock Other OTC N Y
09/27/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
09/27/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
09/27/2016 BNKJF Bankers Petroleum Ltd Ordinary Shares (Canada) Other OTC N Y
09/27/2016 DMQHF DHX Media Ltd Ordinary Shares Vtg Shares (Canada) Other OTC N Y
09/27/2016 ICAYY Empresas Ica Sociedad Contrladora SAB De CV Sponsored ADR (Mexico) Other OTC N Y
09/27/2016 GARWF Golden Arrow Res Corp Common Shares (Canada) Other OTC N Y
09/27/2016 ICLD INTERCLOUD SYS INC Common Stock Other OTC N Y
09/27/2016 ITOCY Itochu Corp American Depositary Shares Other OTC N Y
09/27/2016 JAMN Jammin Java Corp. Common Stock Other OTC Y N
09/27/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
09/27/2016 OAOFY PJSC Tatneft American Depositary Receipts - Sponsored Other OTC N Y
09/27/2016 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y
09/27/2016 SWGAY Swatch Group Ag (The) Unsponsored ADR (Switzerland) Other OTC N Y
09/27/2016 TRKNY Turk Telekomunikasyon Unsponsored American Depository Receipt (Turkey) Other OTC N Y
09/27/2016 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y
09/27/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y