Threshold Triggered

[fourkids_9pets]

8.22.16 .. Threshold


Trade Date Download Link File Creation Timestamp
Monday, August 22, 2016
Download
8/22/2016 11:00:20 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
  
 BIS	PROSHARES TR ULTRASHORT NASDAQ	G	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 CTRL	CONTROL4 CORP COM STK (DE)	Q	Y	N 
 DGRS	WISDOMTREE TR US SMALL CAP QUA	G	Y	N 
 DRYS	DRYSHIPS INC COM PAR$0.1 (MHL)	S	Y	N 
 DSLV	VELOCITYSHS 3X INVERSE SILVER	G	Y	N 
 DWAT	ARROW INVTS TR DWA TACTICAL ET	G	Y	N 
 EGLE	EAGLE BULK SHIPPING INC SHS NE	Q	Y	N 
 FDT	FIRST TRUST DEVELOPED MARKETS	G	Y	N 
 FLN	FIRST TRUST LATIN AMERICA ALPH	G	Y	N 
 FYC	FIRST TRUST SMALL CAP GROWTH A	G	Y	N 
 GEMP	GEMPHIRE THERAPEUTICS INC COM	G	Y	N 
 GLDI	CREDIT SUISSE X-LINKS GOLD SHS	G	Y	N 
 GNMA	ISHARES GNMA BOND ETF	        G	Y	N 
 HTBX	HEAT BIOLOGICS INC COM STK (DE	S	Y	N 
 ICLD	INTERCLOUD SYSTEMS, INC. COMMO	S	Y	N 
 LEDS	SEMILEDS CORP COM NEW (DE)	S	Y	N 
 LVHD	LEGG MASON ETF EQUITY TR LOW V	G	Y	N 
 MRNS	MARINUS PHARMACEUTICALS INC C	G	Y	N 
 OPTT	OCEAN PWR TECHNOLOGIES INC COM	S	Y	N 
 PSCC	POWERSHARES S&P SMALLCAP CONSU	G	Y	N 
 SLVO	CREDIT SUISSE X-LINKS SILVER S	G	Y	N 
 SOXX	ISHARES PHLX SEMICONDUCTOR ETF	G	Y	N 
 SRET	GLOBAL X FDS SUPERDIVIDEND REI	G	Y	N 
 TBRA	TOBIRA THERAPEUTICS INC COM	S	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 TQQQ	PROSHARES ULTRAPRO QQQ	        G	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 USLV	VELOCITYSHS 3X LG SILVER ETN L	G	Y	N 
 VIGI	VANGUARD WHITEHALL FDS INTL DI	G	Y	N 
 VTGN	VISTAGEN THERAPEUTICS, INC. CO	S	Y	N 
 VTHR	VANGUARD RUSSELL 3000 ETF	G	Y	N

OTC Threshold Securities as of Aug 22, 2016 Threshold Issue Data Information
Issue

08/22/2016 ASCK AUSCRETE CORP Common Stock Other OTC Y N
08/22/2016 ADTM Adaptive Medias, Inc. Common Stock Other OTC Y N
08/22/2016 AKBTY Akbank Turk Anonim Sirketi ADR (Turkey) Other OTC N Y
08/22/2016 ALPMY Astellas Pharma Inc Unsponsored ADR (Japan) Other OTC N Y
08/22/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
08/22/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
08/22/2016 BRIZF Brazil Resources, Inc. Ordinary Shares (Canada) Other OTC N Y
08/22/2016 CDII CD International Enterprises, Inc. Common Stock Other OTC Y N
08/22/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
08/22/2016 DQJCY Don Quijote Holdings Co Ltd Unsponsored ADR (Japan) Other OTC N Y
08/22/2016 EPAZ EPAZZ, Inc. Common Stock Other OTC Y N
08/22/2016 EBKDY Erste Group Bank AG Sponsored ADR (Austria) Other OTC N Y
08/22/2016 FFMGF First Mining Finance Corp Ordinary Shares (Canada) Other OTC N Y
08/22/2016 FPAFY First Pacific Co Ord American Depositary Shares Other OTC N Y
08/22/2016 IMUN Immune Therapeutics, Inc. Common Stock Other OTC N Y
08/22/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
08/22/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
08/22/2016 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y
08/22/2016 MRRTY Marfrig Global Foods SA Sponsored ADR (Brazil) Other OTC N Y
08/22/2016 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N
08/22/2016 RDEIY Red Electrica Corporacion SA Unsponsored ADR (Spain) Other OTC N Y
08/22/2016 RTOKY Rentokil Initial Plc (Fgn) American Depositary Shares Other OTC N Y
08/22/2016 SDVKY Sandvik A B Sponsored ADR (Sweden) Other OTC N Y
08/22/2016 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
08/22/2016 SOUL Soul and Vibe Interactive Inc. Common Stock Other OTC Y N
08/22/2016 VITFF Victoria Gold Corp Ordinary Shares (Canada) Other OTC N Y
08/22/2016 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y
08/22/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y