Threshold Triggered

[fourkids_9pets]

8.19.16 .. Threshold

 Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler 
  
 BIS|PROSHARES TR ULTRASHORT NASDAQ|G|Y|N| 
 CDC|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 DSLV|VELOCITYSHS 3X INVERSE SILVER|G|Y|N| 
 DWAT|ARROW INVTS TR DWA TACTICAL ET|G|Y|N| 
 FDT|FIRST TRUST DEVELOPED MARKETS|G|Y|N| 
 FLN|FIRST TRUST LATIN AMERICA ALPH|G|Y|N| 
 FYC|FIRST TRUST SMALL CAP GROWTH A|G|Y|N| 
 GEMP|GEMPHIRE THERAPEUTICS INC COM|G|Y|N| 
 GLDI|CREDIT SUISSE X-LINKS GOLD SHS|G|Y|N| 
 GNMA|ISHARES GNMA BOND ETF|G|Y|N| 
 HTBX|HEAT BIOLOGICS INC COM STK (DE|S|Y|N| 
 ICLD|INTERCLOUD SYSTEMS, INC. COMMO|S|Y|N| 
 LEDS|SEMILEDS CORP COM NEW (DE)|S|Y|N| 
 LVHD|LEGG MASON ETF EQUITY TR LOW V|G|Y|N| 
 MDGS|MEDIGUS LTD SPONSORED ADR|S|Y|N| 
 MRNS|MARINUS PHARMACEUTICALS INC  C|G|Y|N| 
 OPTT|OCEAN PWR TECHNOLOGIES INC COM|S|Y|N| 
 PSCC|POWERSHARES S&P SMALLCAP CONSU|G|Y|N| 
 SLVO|CREDIT SUISSE X-LINKS SILVER S|G|Y|N| 
 SOXX|ISHARES PHLX SEMICONDUCTOR ETF|G|Y|N| 
 SRET|GLOBAL X FDS SUPERDIVIDEND REI|G|Y|N| 
 TBRA|TOBIRA THERAPEUTICS INC COM|S|Y|N| 
 TOPS|TOP SHIPS INC COM STK NEW 2016|S|Y|N| 
 TUTI|ETFIS SR TR I TUTTLE TACTICAL|G|Y|N| 
 TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| 
 USLV|VELOCITYSHS 3X LG SILVER ETN L|G|Y|N| 
 VIGI|VANGUARD WHITEHALL FDS INTL DI|G|Y|N| 
 VTHR|VANGUARD RUSSELL 3000 ETF|G|Y|N|

20160819230020


OTC Threshold Securities as of Aug 19, 2016 Threshold Issue Data Information
Issue


08/19/2016 ASCK AUSCRETE CORP Common Stock Other OTC Y N
08/19/2016 ADTM Adaptive Medias, Inc. Common Stock Other OTC Y N
08/19/2016 AKBTY Akbank Turk Anonim Sirketi ADR (Turkey) Other OTC N Y
08/19/2016 ALPMY Astellas Pharma Inc Unsponsored ADR (Japan) Other OTC N Y
08/19/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
08/19/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
08/19/2016 BRIZF Brazil Resources, Inc. Ordinary Shares (Canada) Other OTC N Y
08/19/2016 CDII CD International Enterprises, Inc. Common Stock Other OTC Y N
08/19/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
08/19/2016 DQJCY Don Quijote Holdings Co Ltd Unsponsored ADR (Japan) Other OTC N Y
08/19/2016 EPAZ EPAZZ, Inc. Common Stock Other OTC Y N
08/19/2016 FFMGF First Mining Finance Corp Ordinary Shares (Canada) Other OTC N Y
08/19/2016 FPAFY First Pacific Co Ord American Depositary Shares Other OTC N Y
08/19/2016 IMUN Immune Therapeutics, Inc. Common Stock Other OTC N Y
08/19/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
08/19/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
08/19/2016 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y
08/19/2016 MRRTY Marfrig Global Foods SA Sponsored ADR (Brazil) Other OTC N Y
08/19/2016 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N
08/19/2016 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y
08/19/2016 RDEIY Red Electrica Corporacion SA Unsponsored ADR (Spain) Other OTC N Y
08/19/2016 SDVKY Sandvik A B Sponsored ADR (Sweden) Other OTC N Y
08/19/2016 SOUL Soul and Vibe Interactive Inc. Common Stock Other OTC Y N
08/19/2016 SCSG SouthCrest Financial Group, Inc. Common Stock Other OTC N Y
08/19/2016 VITFF Victoria Gold Corp Ordinary Shares (Canada) Other OTC N Y
08/19/2016 WFRSF West African Resources Ltd. West Perth WA Ordinary Shares (Australia) Other OTC N Y
08/19/2016 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y
08/19/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y