Threshold Triggered

[fourkids_9pets]

8.17.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Wednesday, August 17, 2016
Download
8/17/2016 11:00:21 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
  
 AMRS	AMYRIS INC, COM STK	        Q	Y	N 
 BBP	BIOSHARES BIOTECHNOLOGY PRODS	G	Y	N 
 BIS	PROSHARES TR ULTRASHORT NASDAQ	G	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 DRAM	DATARAM CORP COM PAR $ NEW 201	S	Y	N 
 DSLV	VELOCITYSHS 3X INVERSE SILVER	G	Y	N 
 FDT	FIRST TRUST DEVELOPED MARKETS	G	Y	N 
 FLN	FIRST TRUST LATIN AMERICA ALPH	G	Y	N 
 FYC	FIRST TRUST SMALL CAP GROWTH A	G	Y	N 
 GLDI	CREDIT SUISSE X-LINKS GOLD SHS	G	Y	N 
 GNMA	ISHARES GNMA BOND ETF	        G	Y	N 
 HTBX	HEAT BIOLOGICS INC COM STK (DE	S	Y	N 
 KONE	KINGTONE WIRELESSINFO SOLUTION	S	Y	N 
 LEDS	SEMILEDS CORP COM NEW (DE)	S	Y	N 
 MDGS	MEDIGUS LTD SPONSORED ADR	S	Y	N 
 OPTT	OCEAN PWR TECHNOLOGIES INC COM	S	Y	N 
 PSCC	POWERSHARES S&P SMALLCAP CONSU	G	Y	N 
 RNVA	RENNOVA HEALTH INC COM	        S	Y	N 
 SLVO	CREDIT SUISSE X-LINKS SILVER S	G	Y	N 
 SRET	GLOBAL X FDS SUPERDIVIDEND REI	G	Y	N 
 TBRA	TOBIRA THERAPEUTICS INC COM	S	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 TUTI	ETFIS SR TR I TUTTLE TACTICAL	G	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 VTHR	VANGUARD RUSSELL 3000 ETF	G	Y	N

OTC Threshold Securities as of Aug 17, 2016 Threshold Issue Data Information
Issue

08/17/2016 ADTM Adaptive Medias, Inc. Common Stock Other OTC Y N
08/17/2016 ALPMY Astellas Pharma Inc Unsponsored ADR (Japan) Other OTC N Y
08/17/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
08/17/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
08/17/2016 BRIZF Brazil Resources, Inc. Ordinary Shares (Canada) Other OTC N Y
08/17/2016 CDII CD International Enterprises, Inc. Common Stock Other OTC Y N
08/17/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
08/17/2016 DVDCY Davide Campari Spa Unsponsored ADR (Italy) Other OTC N Y
08/17/2016 DQJCY Don Quijote Holdings Co Ltd Unsponsored ADR (Japan) Other OTC N Y
08/17/2016 FFMGF First Mining Finance Corp Ordinary Shares (Canada) Other OTC N Y
08/17/2016 FPAFY First Pacific Co Ord American Depositary Shares Other OTC N Y
08/17/2016 IMUN Immune Therapeutics, Inc. Common Stock Other OTC N Y
08/17/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
08/17/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
08/17/2016 LMBH Limbach Holdings, Inc Common Stock Other OTC N Y
08/17/2016 MRRTY Marfrig Global Foods SA Sponsored ADR (Brazil) Other OTC N Y
08/17/2016 NEWLF NewLead Holdings Ltd. Common Stock Other OTC Y N
08/17/2016 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N
08/17/2016 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y
08/17/2016 RDEIY Red Electrica Corporacion SA Unsponsored ADR (Spain) Other OTC N Y
08/17/2016 SDVKY Sandvik A B Sponsored ADR (Sweden) Other OTC N Y
08/17/2016 SOUL Soul and Vibe Interactive Inc. Common Stock Other OTC Y N
08/17/2016 SCSG SouthCrest Financial Group, Inc. Common Stock Other OTC N Y
08/17/2016 SGBLY Standard Bank Group Limited Sponsored ADR (South Africa) Other OTC N Y
08/17/2016 SWGAY Swatch Group Ag (The) Unsponsored ADR (Switzerland) Other OTC N Y
08/17/2016 TEZNY Terna Rete Elettrica Nazionale SPA Unsponsored American Depository Receipt (Italy) Other OTC N Y
08/17/2016 VITFF Victoria Gold Corp Ordinary Shares (Canada) Other OTC N Y
08/17/2016 WFRSF West African Resources Ltd. West Perth WA Ordinary Shares (Australia) Other OTC N Y
08/17/2016 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y
08/17/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y