"Currently we anticipate FFIN will submit a new application to FINRA, but there is no guarantee that it will do so. If FFIN determines to reapply for broker-dealer registration, we anticipate it would do so before the end of calendar 2016. In addition to FINRA membership and SEC licensure, FFIN would also be required to comply with the state securities licensure requirements.
We continue to work toward successful completion of the acquisition of Freedom RU, and its wholly-owned subsidiary Freedom KZ, and Freedom CY. The acquisition of Freedom RU and Freedom CY are separate transactions that are not interdependent, so we may acquire either, both or none of such companies. The acquisition of the Freedom Companies is also not contingent upon FFIN’s decision whether to pursue licensure to operate as a broker-dealer in the U.S., or whether FFIN is ultimately successful in becoming a U.S. registered broker-dealer in the event it elects to pursue such licensure. In the event FFIN elects not to pursue licensure, or if it is ultimately unsuccessful in obtaining licensure if pursued, we anticipate the Freedom Companies would continue to provide their clients access to the U.S. markets in the same manner they do currently."
"I love doing a lot of things I'm told I can't do. I think that's what drives me and keeps me awake every day." ~ Patrick Soon Shiong
Recent FRHC News
- Freedom Holding Corp. CEO, Timur Turlov, to Deliver Keynote Speech at LD Micro Inaugural New York Investor Conference • Business Wire • 04/01/2024 11:30:00 AM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 03/06/2024 09:01:17 PM
- Form 144 - Report of proposed sale of securities • Edgar (US Regulatory) • 03/06/2024 06:57:50 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 02/29/2024 12:00:24 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 02/13/2024 01:00:18 PM
- Freedom Holding Corp. Reports Third Quarter Fiscal Year 2024 Financial Results • Business Wire • 02/12/2024 02:35:00 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 02/09/2024 10:11:01 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 01/25/2024 09:16:05 PM
- Freedom Holding Corp. Announces Completion of External Review of Allegations Made in Short-Seller Report • Business Wire • 01/25/2024 09:00:00 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 12/01/2023 03:15:32 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 11/20/2023 09:05:16 PM
- Form 144 - Report of proposed sale of securities • Edgar (US Regulatory) • 11/17/2023 10:29:19 PM
- Form 144 - Report of proposed sale of securities • Edgar (US Regulatory) • 11/17/2023 10:22:26 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 11/08/2023 11:30:48 AM
- Form 8-K - Current report • Edgar (US Regulatory) • 11/06/2023 12:55:49 PM
- Form 3 - Initial statement of beneficial ownership of securities • Edgar (US Regulatory) • 11/03/2023 05:47:26 PM
- Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material • Edgar (US Regulatory) • 11/03/2023 12:36:25 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 10/12/2023 09:06:19 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 10/10/2023 01:10:53 PM
- Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material • Edgar (US Regulatory) • 09/11/2023 01:56:22 PM
- Form DEF 14A - Other definitive proxy statements • Edgar (US Regulatory) • 09/11/2023 01:54:57 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 08/24/2023 05:43:52 PM
- Rosca Scarlato Investor Lawyers Investigating • PR Newswire (US) • 08/16/2023 07:10:00 PM
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