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JG305

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JG305

Re: badbadbad post# 107

Friday, 07/29/2016 9:46:12 AM

Friday, July 29, 2016 9:46:12 AM

Post# of 138022
Benjamin Conde was also suspended from conducting business is Washington State for "unauthorized transactions". In addition, two of the firms he worked for as a broker/salesman were expelled by FINRA. Granted these events were some time ago. Perhaps Mr. Conde has found redemption as a toxic lender. I would be curious to know if any of this was disclosed to Mr. Johnny Falcones of Viva Entertainment prior to his involvement with Rico and Conde.


http://brokercheck.finra.org/Individual/Summary/2397658
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