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Re: Harmónica post# 58343

Friday, 07/15/2016 1:30:58 PM

Friday, July 15, 2016 1:30:58 PM

Post# of 227184
Yes alot of companies recently have disclosed that FINRA denied their request. They started doing this last year and they have really gotten aggressive the last six months.

https://www.linkedin.com/pulse/sec-supports-finras-rule-6490-authority-over-actions-anthony-esq-


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