Groen Brothers Aviation Inc fka GNBA

[Renee]

Whether a company is a holding company or a corporation or incorporated company if they are registered with the SEC (as opposed to not registered on the OTC Markets) they are required to file Financials and all other required filings (eg., 8K's).

Excerpt from the Admin Proceeding: (black hilite mine)

4. Groen Brothers Aviation, Inc. (“GNBA”) (CIK No. 870743) is an expired Utah corporation located in Salt Lake City, Utah with a class of securities registered with the Commission pursuant to Exchange Act Section 12(g). GNBA is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-K for the period ended June 30, 2012, which reported a net loss of $25,809,000 for the prior year. As of June 16, 2016, the common stock of GNBA was quoted on OTC Link, had five market makers, and was eligible for the “piggyback” exception of Exchange Act Rule 15c2-11(f)(3).

https://www.sec.gov/litigation/admin/2016/34-78138.pdf