Friday, June 03, 2016 9:32:35 PM
Here's a clear statement by the SEC regarding penny stocks not covered by Safe Harbor.
www.sec.gov/Archives/edgar/data/1161582/000000000013069805/filename1.pdf
Form 10-K for the Year Ended December 31, 2012
Forward-Looking Statements, page 3
1. We note disclosure that certain statements are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. These safe harbor provisions do not apply to statements made by penny stock issuers. In future filings, please remove the reference to the safe harbor provisions for the Private Securities Litigation Reform Act of 1995, as you appear to be an issuer of penny stock. See Section 27A(b)(1)(C) of the Securities Act, as amended and Section 21E(b)(1)(C) of the Exchange Act, as amended
You can lead a horse to water. But you can't make him get down on one knee and do an Al Jolson impression!
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