It appears James Wheeler changed his plea; sentencing is July 13, 2016 in this case: https://www.justice.gov/usao-edpa/pr/widespread-group-defendants-charged-securities-fraud Count 3 was "15:78j(b), 78ff AND 17 C.F.R.: 240.10b-5 - SECURITIES FRAUD AND 18:2 - AIDING AND ABETTING" From the docket: 203 NOTICE OF HEARING as to JAMES WHEELER Change of Plea Hearing set for 4/20/2016 at 10:30 AM in COURTROOM 17A - 17TH Floor before HONORABLE J. CURTIS JOYNER. (sc, ) (Entered: 04/12/2016) 04/20/2016 204 NOTICE OF HEARING as to JAMES WHEELER Sentencing set for 7/13/2016 at 11:30 AM in COURTROOM 17A - 17TH Floor before HONORABLE J. CURTIS JOYNER. (sc, ) (Entered: 04/20/2016) 04/21/2016 205 Minute Entryfor proceedings held before HONORABLE J. CURTIS JOYNER Change of Plea Hearing as to JAMES WHEELER held on 4/20/16. Plea entered as to JAMES WHEELER (3) Guilty Count 3. Gov't. will dismiss Counts 1, 2 at sentencing. PSI Ordered. Sentencing date - 7/13/16 at 11:30 am. Bail continued. All outstanding motions - dismissed as moot. Transcript to be sealed.Court Reporter G. WOLFE.(ke) (Entered: 04/21/2016) 04/21/2016 206 Plea Document as to JAMES WHEELER, CERTIFICATE OF SERVICE. (ke) (Entered: 04/21/2016) 04/21/2016 207 Plea Document as to JAMES WHEELER (ke) (Entered: 04/21/2016)