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Re: fuzzychin post# 4419

Thursday, 05/05/2016 11:32:14 AM

Thursday, May 05, 2016 11:32:14 AM

Post# of 6299
Yes---if the issuer is an SEC reporting registrant:

https://www.sec.gov/answers/sched13.htm

https://www.sec.gov/divisions/corpfin/guidance/reg13d-interp.htm

Officers, directors, and affiliates of said issuer must file applicable Forms 3,4,5...

as to consequences:

https://www.morganlewis.com/pubs/securities_lf_sec_targetscorporateinsiders_18sept14

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