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Re: alien42 post# 23599

Monday, 05/02/2016 5:26:30 PM

Monday, May 02, 2016 5:26:30 PM

Post# of 39539
I'm guessing you know more about this topic than I do but from what I've read FINRA reverts to the initial filing deadline. Non EDGAR filers are given 60 days but I'm not sure how that works when a company operating in Thailand was incorporated in the U.S.

What does a fifth character "E" indicate for an OTCBB security?
The fifth character "E" on an OTCBB trading symbol indicates that FINRA does not have information which demonstrates that the issuer of the security is compliant with the filing requirements of Rule 6530, either because the issuer is delinquent in the required filings, has filed an incomplete filing, or, for non-EDGAR filers, such as banks filing with the Office of the Comptroller of the Currency and certain insurance companies, where FINRA has not been provided a copy of the most recent filing.
The purpose of appending an "E" to the security symbol is to alert all interested parties that the security will be removed from the OTCBB unless evidence of compliance is provided prior to the end of the applicable grace period (30 days for EDGAR filers, 60 days for non-EDGAR filers). Anyone possessing evidence of compliance with Rule 6530 may provide that information by contacting FINRA Market Operations.
- See more at: http://www.finra.org/industry/faq-otcbb-frequently-asked-questions#sthash.Wiz9ewYC.dpuf

finra.org

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