Wednesday, March 23, 2016 11:45:22 PM
Alert
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
WALTERS KELLY SCOTT 2. Issuer Name and Ticker or Trading Symbol
CVD EQUIPMENT CORP [ CVV ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
115 CRAVER RD 3. Date of Earliest Transaction (MM/DD/YYYY)
1/15/2016
(Street)
WEST SAND LAKE, NY 12196
(City) (State) (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1/15/2016 M 2800 (1) A $8.86 6300 D
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Recent CVV News
- CVD Equipment Corporation to Report First Quarter Fiscal Year 2024 Financial Results on May 13, 2024 • Business Wire • 05/06/2024 08:00:00 PM
- CVD Equipment Corporation Reports Fourth Quarter and Fiscal Year 2023 Financial Results • Business Wire • 03/28/2024 08:00:00 PM
- CVD Equipment Corporation to Announce Fourth Quarter and Fiscal Year 2023 Financial Results on March 28, 2024 • Business Wire • 03/21/2024 08:00:00 PM
- Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] • Edgar (US Regulatory) • 02/13/2024 08:06:32 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 12/02/2023 01:26:53 AM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 11/17/2023 06:59:03 PM
- CVD Equipment Corporation Announces Participation in 12th Annual NYC Summit • Business Wire • 11/16/2023 02:01:00 PM
- CVD Equipment Corporation Reports Third Quarter 2023 Financial Results • Business Wire • 11/14/2023 09:05:00 PM
- CVD Equipment Corporation to Announce Third Quarter 2023 Financial Results on November 14, 2023 • Business Wire • 11/07/2023 09:03:00 PM
- Form 3 - Initial statement of beneficial ownership of securities • Edgar (US Regulatory) • 08/25/2023 07:05:39 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 08/23/2023 08:00:47 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 08/21/2023 08:02:02 PM
- CVD Equipment Corporation Announces Appointment of Dr. Ashraf Lotfi to its Board of Directors • Business Wire • 08/21/2023 08:01:00 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 08/14/2023 08:02:02 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 08/14/2023 08:01:41 PM
- CVD Equipment Corporation Reports Second Quarter 2023 Financial Results • Business Wire • 08/14/2023 08:01:00 PM
- CVD Equipment Corporation to Announce Second Quarter 2023 Financial Results on August 14, 2023 • Business Wire • 08/07/2023 08:15:00 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 07/17/2023 05:51:45 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 07/17/2023 05:45:08 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 07/17/2023 05:40:57 PM
- Form 4 - Statement of changes in beneficial ownership of securities • Edgar (US Regulatory) • 07/17/2023 05:28:06 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 07/14/2023 08:05:17 PM
- CVD Equipment Corporation Receives System Order for the Production of High Performance Nanomaterials Used in Electric Vehicle Batteries • Business Wire • 06/26/2023 09:11:00 PM
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Epazz plans to spin off Galaxy Batteries Inc. • EPAZ • May 8, 2024 7:05 AM