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Re: Dennisb68 post# 207453

Tuesday, 02/02/2016 7:07:31 PM

Tuesday, February 02, 2016 7:07:31 PM

Post# of 241026
NOTE: Delinquent SEC Filers (ie., no current Financials) are usually sent from the SEC reporting OTCBB to the non-reporting OTC Markets. It is imperative to differentiate between delinquent SEC Filers on the OTC from the non-reporting stocks on the OTC. Even if an SEC Filer submits Financials to OTC Markets but has not filed Financials to the SEC for an extended period of time those stocks WILL eventually be suspended and thereafter have their stock registrations REVOKED!! The first due diligence on any OTC stock is to check with EDGAR to see if that stock is registered with the SEC and if the stock is a delinquent SEC Filer. If a stock is a severely delinquent SEC Filer DO NOT BUY THAT STOCK under any circumstances, exampled by the 1456 delinquent filers that were suspended or ordered by an SEC Admin Proceeding to file Financials and were subsequently revoked.

http://www.sec.gov/edgar.shtml

http://www.sec.gov/edgar/searchedgar/companysearch.html

NOTE: Of the 2472 Suspended stocks only EDVP (now PRLX prior to the origination of this list) and SDRG (from Sept. 17,2012 SEC Suspension) got off of the Grey Sheets, a very rare occurrence. It is perilous to think that any other Grey Sheet stock will get off of the Grey Sheets, or for SEC Registrant Filers to avoid revocation.

NOTE: DHCC re-registered with the SEC on Oct. 14,2015 after the stock registration had been revoked on Sept. 14,2014. **** I-HUB post numbers 1162 for revocation and 1494 for the FORM 10 re-registration.

Note: The 1016 stocks that remain on the Grey Sheets do not have any Market Maker representation or quotations.

NOTE: Foreign Issuers may also be on the Grey Sheets until they obtain Regulatory approvals to be listed on any U.S. Exchange. Foreign Issuers on the Grey Sheets are NOT to be confused with, or compared to OTCBB or OTC stocks that are specifically on the Grey Sheets due to an SEC Suspension or an SEC Admin Proceeding.


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SEC Suspensions:

http://www.sec.gov/litigation/suspensions.shtml

SEC Administrative Proceedings:

http://www.sec.gov/litigation/admin.shtml

SEC Litigations:

http://www.sec.gov/litigation/litreleases.shtml

Administrative Law Judge Orders:

http://www.sec.gov/alj/aljorders.shtml