Monday, January 04, 2016 9:01:11 PM
Conrad Huss (aka Southridge, aka ASC Recap):
http://www.securitieslitigators.com/wp-content/uploads/2015/01/Conrad-Huss-CRD.pdf
Executive Legal Proceedings update on the Huss indictment... (hint, He copped a plea) see page 34, 2015 10-K;
http://investorshub.advfn.com/boards/board.aspx?board_id=17863
"Mr. Huss consented to an Offer of Settlement with FINRA and was suspended from associating with any FINRA member for a period of two years, and a fine in the amount of $20,000."
Stephen Hicks (aka Southridge, aka ASC Recap):
http://dealbreaker.com/2010/10/southridge-capital-management-founder-charged-with-fraud-though-he-may-not-know-it-yet/
K. Ivan F. Gothner: (aka Adirondack Partners)
http://www.reuters.com/article/2014/09/15/sec-agfeed-idUSL1N0RG23920140915
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