Did some research on FINRA deficiency notice appeals and Treaty's appeal of FINRA's deficiency notice for TECO corporate actions. FINRA's decision will NOT be reversed... Take that to the bank. Treaty will likely never mention it again just like the Canadian deal. . .. http://images.investorshub.advfn.com/images/uploads/2013/12/13/fowqcCaveat_Emptor_5.JPG Grey Market .. .