Top Shelf Brands Holdings Corp. (DKTS)

[loanranger]

Both of those are things, although the criminal case can be hard to prove....easier when there's a discernible pattern of behavior. But officer and director bars (attorney bars, too) are not infrequent results of Civil Complaints brought in US District Court by the SEC. That's why the link to the SEC Tips portal can have some value. Don't expect anything, but you never know.
https://www.sec.gov/about/offices/owb/owb-what-happens-to-tips.shtml