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Re: mick post# 899

Wednesday, 09/23/2015 2:51:02 PM

Wednesday, September 23, 2015 2:51:02 PM

Post# of 1138
part four/ SEC Digest from Oct. 1, 1993 also confirming the disbarment

https://www.sec.gov/news/digest/1993/dig100193.pdf

8BLF-RBGVLATORY ORGAHXZATXORS
APPROVAL OF PROPOSED RULE CHANGES
The Commission approved a proposed rule change (SR-NASD-93-15) filed by the NationalAssociation of Securities Dealers to list and trade hybrid securities products on its Automated Quotation (NASDAQ)fNHS system that meet certain minimum listingrequirements. (Rei. 34-32988)
The Commission approved a proposed rule change (SR-Amex-92-11) filed by the American Stock Exchange to amend the Hinor Rule Violation Fine System under Amex Rule 590 as vell as to make conforming changes to the Amex's Hinor Rule Violation Enforcement andReporting Plan. The Amex proposal adds 10 violations to the list of rule violations subject to Rule 590 and gives the Exchange's Hinor Floor Violation DisciplinaryCommittee the authority to fine floor members for certain violations. (Rel. 34-32989)
8BCUR%TIB8 Acr RBGISTIATIONS
The following registration statements have been filed vith the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managingunderwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.
5-3 CllRYSLERFlIIMCIAL CXIlP, 2TTT7 FRAIInIIi RD, SUlTHFlELD, 111I48034
(313) 9WI-3060 (FILE 33-50385 -SEP. 24) CBR. 11)
5-3 ClESTAI FlIMICIAL CXIlP, 919 EMIli ST, PO .. 26665, RICIIIJI), VA23261
(804) 7112-5000 (FILE 3.'·50387 -SEP. 24) CBR. 2)
5-4 CYPRUS IlIIIEIALS 00, 9100 E IUIIEIAL CIRClE, ElGLEWm, 00 80112
(303) 643-5000 -119,918,201 (11,504,1'01,901) PREFERREDSTOCK. CFlLE
33-50391 -SEP. 24) (BR. 1)
5-3 lEAR STEARIS alFAilIES IIlC, 245 PARKAVE, lEV y(lt(, IIY 10161
(212) 212-2000 (FILE 33-50393 -SEP. 24) (BR. 12)
5-3 IAIIIERS TRUSTlEV Yaat CXIlP, 2BO PARKAVE, lEV y(lt(, IIY 10017
(212) 250-2500 -1,000,000,000 (11,000,000,000) STRAIGHTICII)S. (FILE
33-50395 -SEP. 24) CBR. 2)
5-3 ICIM ILLIIOIS GAS& ELECTRIC00, 206 E 211) ST, DAVEJIICIlT,IA 52808
(319) W-n11 -100,000,000 CI100,000,000) IDTGAGE ICII)S. (FILE
33-5C1397 -SEP. 24) CBR. 8)
5-3 CDlTIEITAL CXIlP, 180 MIOBI LII, lEV Y(It(, IIY 10038 (212) 440-3000 -
100,000,000 CI100,000,000) STRAIGHTICII)S. (FILE 33-50399 -SEP. 24)
CBR. 10)
NEWS DIGEST, October 1, 1993 10
REGISTRATIONS CONTINUED
S-3 ALLTELCIlIP, (IE Al.L1EDDR, LITTLE IOCIC, All 72202 (501) 661-8000 -
200,000,000 (1200,000,000) STRAIGIIT11II)5. (FILE 33-50401 -SEP. 24)
(•• 13)
s-a ETHYLCXIIP, 330 S RUlTH ST, PO BCJI( 2189, RICIIDII, VA 23217
(804) 1118-5000 -120,000 ($2,145,600) aMIII STOCIC. (FILE D-504CB -SEP. 24) (81. 2)
1-11 Tal 011 DTI MERICAI IlTEIJEDllYE IIIaIIE TIIUST, 111) YmD TRADE CEITEI, lEV nlK, IT 10048 (212) 392-1600 -IIDEFlIIYE SHARES. lImERIItlTER: DEAl UITTER DISTlIIUIlItS IIC. (FILE 33-69176 -SEP. 22) (IR. 16 -lEV ISSIE)
S-1 lllrell $IIITCI & SUilAi. IIC, 1901 MIl ST, aJUIIIll, SC29201
(803) 929-1200 -3,7.57,500 (S59,aoo,OOO) ~ STOCIC. lImERIItlTER: LEIIIAI IIOTIERS, ..:IlIEl" SCIItCI)EI & CO IIC. (FILE 33-69226 -SEP. 22) (IR. 7 -lEV ISSIE)
S-1 CIIUER errr 8AIIaIIP IIC, 7021 GREElLEAFAVE, WITTIER, CA 90602
(310) 907-2200 -4,951,440 ($49,514,400) ~ STOCIC. lJI)EIYtlTEl: ADMS aJIIEII SEClIlITlES IIC. (FILE 33-69232 -SEP. 22) (BR. 1 -lEV ISSIE)
S-1 IiIESS IIC, 1444 SGlTI AI.MEDA ST, LOS AllGELES, CA 9OOZ1 (213) 765-3100 -130,000,000 (1130,000,000) STRAIGHT1(1I)$. (FILE 33-69236 -SEP. 22) (IR. 7 -lEV ISSIE)
S-1 IOSTCIIClJCICEIIIIC, 1804 CEIITIlEPOIIT DR, IlAPElVILLE, IL 6056'5 -1,760,000 (129,920,000) CDIUI STOCIC. lJI)EIYtiTER: ALEX __ & ... IIC, IllERRILLLYICII & CO. (FILE 33-69256 -SEP. 22) (IR. 12 -lEV lISLE)
F-1 DlElSIS SA, 789 SAITO DCIIIIGD, SAlTIAGODE CHILE, F3 (562) 6"511-11840-175,m,5OO ($57,417,007.85) RltEI_ ~ STOCIC. Ul)EllltITER: lEAl STEARIIS & CO IIC, CREDITLY~IS SEClIlITIES USA IIC, IIItGAI JP SEClIlITIES IIC. (FILE 33-69258 -SEP. 22) (BR. 7 -lEV ISSUE)
S-1 ST FRAICOIS COIIITY FIIIAllCIALaJrP, 11 E LlIIEITY, fAIIIIIIIGTIII. 110 61640
(314) 756-6728 -562.100 ($5.621.000) a... STOCIC. .....ITER: CAPITALIIESOlIlCES IIC. (FILE 33-69264 -SEP. 22) (BR. 1-lEV ISSIE)
1-11 IISIItAICE IWWiBEIT SERIES. fEDERATED llIVESTCItS TCIIEI. PI~, PA 15222 (412) 288-1900 -III)EFIllTE SlIMES. (FILE D-69aIi -SEP. 22) (.. 17 -lIEU ISSUE)
S-' _UIGTCII IIOTCItIIOlDIIGS IIC. 1461t U aIIIERCE 10, DALEVILLE,II 47334
(317) 3711-11261-100,000,000 (1100,000,000) STRAIGHTICIIDS. .....1 TEl: lEAR STEARIIS & m IIC. IlElRILL LYICI & ee, (fILE 33-69272 -SEP. 22) (IR. 4 -lIEU ISSIE)
S-1 COCA COLA IOTTLlIG CiIlOIJ» SGlTIlEST IIC, 1999 IRYAI ST STE 3300, DALLAl, 11 75201 (214) 9'69-1910 -14O,OOIt,OOO (1140,000,000) STRAIGHTICIIDS. lJI)EIYtiTER: ClTlaJrP SEClIlITIES IIC, DCIIALDSIII LURII & .lE*I1E SEClIlITIES c. (FILE 33-69274 -SEP. 22) (IR. 11)
S-1 TEXAS IOTTLlIIG CiIlOIJ» IIC, 1999 IRYAI ST, STE 3300, DALLAS, 11 752D1
(214) 969-1910 -125,000,000 (5125,000,000) STUIGlll..s. WlJEaYtITElt: CITICXIIP SEClIlITIES IIC, DCIW..DSII WRII & .:.cEliE SEa.tITlES C. (fILE 33-69276 -SEP. 22) (BR. 11 -lIEU ISSIE)
NEWS DIGEST, October 1, 1993 11
REGISTRATIONS CONTINUED
S-1 FTP SOFT\MRE IIC. 1\1) IIGI ST. _TI AIIXWER.III 01145 (501) 6I5-4a -
4.600.000 (164.400.000) ~ STOCIC. lMIEIMtITER:'" ALEX& .. lIE. au:1 & 00. IDITGlJERY SEClJRITlES. (FILE 33-69271 -SEP. 23) (a. 1. -lEW ISSUE)
5-1 MERRILLLYIICIIASSET BAaED SEClIlITlES IIC, IIIH.D FlIAlCIAL CEIITEI,
_TN TCAoERTEITI FL, lEU YCIIIC, IT 10281 (212) 449-1642 -1••••
($1,.,000) FUMTlIG RATEIOTES. (FILE 33-69282 -SEP. 23) (•• 12
-lEU ISSUE)
58-2 81G ElfTERTAIIIEIIT IIC, 2255 GI.JDES ., STE m w, ICICA RAni!. FL 3301
(407) 998-8003 -1.380,000 (111,040.000) IDIIII sroac:. 120•• (1120) WARRAlTS.OPTIC.S CIt RIGITS. 120,000 (11,152,000) IDIIII STOCX. lM)£IMtITER: lAS SEClJRITlES CDIP. (FILE 33-69ZM -SEP. 23) (a. 12 -lEU ISSUE)
S-' GIBRALTARSTEELCDIP, 635 SCIIJI PARI(AVE, BUFFALO.IT 14210
(716) 856-6500 -2,815,000 (SJ7,m,OOO) ~ sroac:. a.EIYlllB: SALODC BROTHERSIIC. (FILE 33-69304 -SEP. 23) (a. 6 -lEU ISSIE)
5-1 STATEFEDFlIAlCIAL CDIP, 519 SIXTHAVE, DESIIJIIES. IA 5CB09
(515) 282-0Z36 -859,625 (•• 5916.250) IDIIII sroac:. 1lmEllllt11El: ICEJIPEI SEaJUTlES IIC. (FILE 33-69314 -SEP. 23) (a. 2 -lEU ISSIE)
5-3 _TI NlEltICM _TGAIiE CD, 3IIID AIRIIAYDR, SAlTA lOlA. CA 954CB
(107) 523-5000 -250,000,000 (1250,000.000) STlAIGIT.... (FILE 33-69318 -SEP. 23) (a. 12)
5-8 LDDSIXlllllICATlCIIS IIC I&AI, 515 EAST MITE ST, 945 E PACES FERRY • IE, JACICSCII, lIS ~1 (601) 360-11600 -6.435.145 ($316.126,498.13) IDIIII STOCIC. (FILE 33-69322 -SEP. 23) (a. 7)
5-3 PERRIGO00. 117 WATERST, ALLEGAII.In 49010 (616) 673-1451 -14,950,_ (1429,812,500) ~ STOCIC. lII)EIYlITER: -.;u • SEClIlIlIES lie. _GAIl STAILEY& CD, SIIITI IIARIIEYSIIEAISaI IIC, WlllEll OEM IIEYIOLDIlIE. (FILE 33-69324 -SEP. 23) (a. 4)
5-1 DB III..DIIGS lie, 110. UUIIIIGnII AVE, PlI.ASICI, VA 2001 (1IJ) .-., -600.000 (16.000.000) IDIIII STOCX. (FILE 33-69326 -EP. 23) (a. 1 -lEU ISSUE)
5-' GlYP_ III..DIIGS lie, WALLSTREET PLAZA, 28TI FL, lEU YCIIIC, IT 1G0115
(212) 820-7601 -5,175,000 (SI2,IOO,.) IDIIII sroac:. 1lmEllllt11El: GOLDIWISACHS& CD, LEIIWI 1I01'IERS, SIIIlI IAIlIIE1' S8EMSIII lIE. (FILE 33-69336 -SEP. 23) (a. 9 -lEY ISSUE)
1-2 PAIIIEWE88ERPREMIERIIGI IIICDE TIUST IIC, 1285 AVEIIIEOF TIE AIEIlas. lEY YCItIC. IT 10019 (212) 713-2000 -4,600,000 (169,000,000) a.II I'RIIZ. lM)£IMUTER: PAIIEUE88EIl IIC. (FILE 33-69260 -SEP. 22) (a. 16 -lEU ISSUE)
5-8 FIRST PACIFIC IIET\IItICS lie, 601 " CALIRIIIIIA AVE, ...wALE, CA __
(408) 730-6600 -1,000,000 (119,150,000) IDIIII sroac:. (FILE D-MMZ -SEP. 22) (a. 7)
REVS DIGES1'. October 1. 199' 12

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