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janice shell

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janice shell

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Re: sidedraft post# 32

Wednesday, 09/16/2015 3:22:41 PM

Wednesday, September 16, 2015 3:22:41 PM

Post# of 67
Amazingly enough, we have a same-day explanation from FINRA this time:

On Wednesday, September 16, 2015, the Financial Industry Regulatory Authority, Inc. (“FINRA”) halted trading in the Common Shares of SWKH pursuant to FINRA Rule 6440 because of issues related to perceived post-split trading and subsequent price adjustments…

Members are reminded to observe Ex-Dividend dates announced by FINRA on the Daily List…

http://www.finra.org/sites/default/files/UPC_24-2015_SWKH.pdf

And, I suppose, they should ignore such things if the actions in question are not noticed on the Daily List...
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