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Tuesday, August 04, 2015 10:54:21 AM
NEXT is a SIMPLE APPLICATION To FINRA Through a Broker Dealer, Which GARTH SAID HE IS ALREADY WORKING WITH FOR SUBMISSION!!!
* A GOOOD TIME TO ACCUMULATE! or NOT , is up to each individual!! * Either way ICBT Will RUN as soon as FINRA Assigns can wealth Minerals a SYMBOL!!
Here is what each body is designed to do.
DEFINITION of 'Financial Industry Regulatory Authority - FINRA'
A regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business between brokers, dealers and the investing public. By consolidating these two regulators, FINRA aims to eliminate regulatory overlap and cost inefficiencies.
Read more: http://www.investopedia.com/terms/f/finra.asp#ixzz3hnS5B0VS
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DEFINITION of 'Securities And Exchange Commission - SEC'
A government commission created by Congress to regulate the securities markets and protect investors. In addition to regulation and protection, it also monitors the corporate takeovers in the U.S. The SEC is composed of five commissioners appointed by the U.S. President and approved by the Senate. The statutes administered by the SEC are designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets. Generally, most issues of securities offered in interstate commerce, through the mail or on the internet must be registered with the SEC.
Read more: http://www.investopedia.com/terms/s/sec.asp#ixzz3hnRsaZih
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