Sunday, July 26, 2015 3:10:31 PM
It actually goes back to 15C2-111 under the 1934 Security Exchange Act.
Quote, midway through the section of reporting requirements, " After that, the company is required to continue reporting unless the number of its record shareholders fall below the following " thresholds ," in which case the company's filings may be suspended:
300 shareholders of the class of securities offered; or
500 shareholders of the class of securities offered and less than $ 10 million in total assets for each of its last three fiscal years.
I think you might even agree that Sarissa's assets for the last three years have been less than $10 million.
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