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Re: surfkast post# 91061

Wednesday, 07/01/2015 12:42:49 PM

Wednesday, July 01, 2015 12:42:49 PM

Post# of 223894
The firm has been offered a settlement in lieu of administrative proceedings for alleged violations of rule 2-01 (c)(1)(I)(A) and rule 2-01
(c)(3).
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