InvestorsHub Logo
Followers 184
Posts 33194
Boards Moderated 8
Alias Born 04/14/2010

Re: riskreward007 post# 59220

Friday, 06/19/2015 1:15:04 PM

Friday, June 19, 2015 1:15:04 PM

Post# of 68825
It is very unlikely REVO will ever get off the Grey Market and more likely impossible... There is all the fraud to first deal with before any Market Maker would even consider sponsoring REVO


From the Form 211

Part 5 – Certification
The undersigned must have a reasonable basis for believing that the information accompanying this form is accurate in all material respects and that the source of the information is reliable.

By signing this document:

I acknowledge and certify that my firm has a reasonable basis for believing that the information accompanying this form (including required EDGAR filed documents not provided) is accurate in all material respects and that the sources of information are reliable (“affirmative review obligation”) as required by Rule 15c2-11 and FINRA Rule 6432;

• I understand and acknowledge that this affirmative review obligation applies to all subsequent submissions made in connection with this Form 211 application;

• I certify that I have examined this form and, to the best of my knowledge and belief, it is true, correct, and complete;

• I certify that neither_______________ [member name] nor persons associated with__________________ [member name] have accepted or will accept any payment or other consideration, directly or indirectly, from the Issuer of the security to be quoted, or any affiliate or promoter thereof, for publishing a quotation or acting as market maker in the security to be quoted, or submitting an application in connection therewith, including the submission of this Form 211; and

• I understand and acknowledge that copies of this form, accompanying documents, and subsequent submissions made in connection with this Form 211 application may be provided to the Securities and Exchange Commission, other regulatory agencies,
or to the quotation medium(s) on which the security is or will be quoted. Name, title and signature of firm employee to contact regarding regarding information contained in this Form 211 application.

And....

(b)(3) Provide any material information, including adverse information regarding the Issuer, that your firm is aware of or has in its possession. (Do not list information already provided in Part 2.) If your firm does not possess such information, state “None” below. Identify any applicable information by name and date.


Keep in mind that this is NOT Revolutionary Concepts that fills out this form. It would be the sponsoring Market Marker and that Market Maker would be stating that REVO is free of fraud... That of course is NOT possible when there are SEC Questions of Securities fraud... Then even IF by some miracle a Market Maker does sponsor REVO and files a form 211 It needs to be approved by FINRA and with approval of the SEC as they would surely be notified.


http://www.finra.org/sites/default/files/AppSupportDoc/p126234.pdf

..



Grey Market


..


.



Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.