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Pacer update 01 Jun 15 - USA v. Affa et al CRIMINAL DOCKET FOR CASE #: 1:14-cr-10221

https://ecf.mad.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

06/01/2015 Attorney update in case as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix. Attorney Danielle Pomeraniec terminated. (Paine, Matthew) (Entered: 06/01/2015)

05/29/2015 102 NOTICE of Withdrawal of Appearance of Attorney Danielle Pomeraniec as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix (Pomeraniec, Danielle) (Entered: 05/29/2015)

05/27/2015 101 Set/Reset Hearings as to Andrew Affa: Sentencing set for 11/17/2015 02:00 PM in Courtroom 18 before Judge William G. Young. (Gaudet, Jennifer) (Entered: 05/27/2015)

05/12/2015 98 Set/Reset Deadlines as to Michael Affa, Mitchell Brown, Christopher Putnam, Christopher Nix: Motions due by 8/17/2015. (Gaudet, Jennifer) (Entered: 05/12/2015)

05/12/2015 97 Judge William G. Young: ELECTRONIC ORDER entered. ORDER ON EXCLUDABLE DELAY as to Michael Affa, Mitchell Brown, Christopher Putnam, Christopher Nix. Time excluded from 7/6/2015 until 9/28/2015. Reason for entry of order on excludable delay: 18 USC 3161(h)(7)(A) Interests of justice. (Gaudet, Jennifer) (Entered: 05/12/2015)

05/11/2015 Terminate Deadlines and Hearings as to Andrew Affa: Pretrial/Jury trial deadlines terminated as to Andrew Affa only. Sentencing set for 9/10/2015 at 2:00 PM. (Gaudet, Jennifer) (Entered: 05/11/2015)

05/11/2015 96 Judge William G. Young: ELECTRONIC ORDER entered. ORDER ON EXCLUDABLE DELAY as to Michael Affa, Mitchell Brown, Christopher Putnam, Christopher Nix. Time excluded from 7/6/2015 until 9/10/2015. Reason for entry of order on excludable delay: 18 USC 3161(h)(7)(A) Interests of justice. (Gaudet, Jennifer) (Entered: 05/11/2015)

05/11/2015 95 Judge William G. Young: ELECTRONIC ORDER entered granting 93 Motion to Continue as to Michael Affa (1), Mitchell Brown (3), Christopher Putnam (4), Christopher Nix (5). Jury Trial reset for 9/28/2015 09:00 AM in Courtroom 18 before Judge William G. Young. Final Pretrial Conference reset for 7/28/2015 02:00 PM in Courtroom 18 before Judge William G. Young. (Gaudet, Jennifer) (Entered: 05/11/2015)

05/08/2015 94 RESPONSE to Motion by USA as to Michael Affa, Mitchell Brown, Christopher Putnam, Christopher Nix re 90 MOTION to Continue Trial Date to September 28, 2015 (Thomadakis, Vassili) (Entered: 05/08/2015)

05/07/2015 93 Supplemental MOTION to Continue Trial Date to Sept. 28, 2015 as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix by Michael Affa, Mitchell Brown, Christopher Putnam, Christopher Nix. (Attachments: # 1 Exhibit)(Kotlier, Jonathan) (Entered: 05/07/2015)

05/05/2015 92 Judge William G. Young: ORDER entered. SUPPLEMENTAL PROTECTIVE ORDER as to Michael Affa, Mitchell Brown, Christopher Putnam, Christopher Nix (Attachments: # 1 Exhibit Agreement, # 2 Exhibit A) (Paine, Matthew) (Entered: 05/05/2015)

05/05/2015 91 Judge William G. Young: ELECTRONIC ORDER entered granting 89 Joint MOTION for Protective Order (Supplemental) as to Michael Affa (1), Mitchell Brown (3), Christopher Putnam (4), Christopher Nix (5) (Paine, Matthew) (Entered: 05/05/2015)

05/04/2015 90 MOTION to Continue Trial Date to September 28, 2015 as to Michael Affa, Mitchell Brown, Christopher Putnam, Christopher Nix. (Goldstein, Robert) (Entered: 05/04/2015)

05/04/2015 89 Joint MOTION for Protective Order (Supplemental) as to Michael Affa, Mitchell Brown, Christopher Putnam, Christopher Nix by USA. (Attachments: # 1 Text of Proposed Order)(Thomadakis, Vassili) (Entered: 05/04/2015)

04/08/2015 88 Judge William G. Young: ELECTRONIC ORDER entered: Approved re 83 Letter to the Court regarding Request Permission to Travel as to Andrew Affa. (Paine, Matthew) (Entered: 04/08/2015)

04/07/2015 87 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general-info.htm (Scalfani, Deborah) (Entered: 04/07/2015)

04/07/2015 86 Transcript of Plea Change as to Andrew Affa held on March 17, 2015, before Judge William G. Young. Court Reporter Name and Contact Information: Richard Romanow at [e-mail] The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Redaction Request due 4/28/2015. Redacted Transcript Deadline set for 5/8/2015. Release of Transcript Restriction set for 7/6/2015. (Scalfani, Deborah) (Entered: 04/07/2015)

04/07/2015 85 Transcript of Status Conference as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix held on September 11, 2014, before Judge William G. Young. Court Reporter Name and Contact Information: Richard Romanow at [e-mail] The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Redaction Request due 4/28/2015. Redacted Transcript Deadline set for 5/8/2015. Release of Transcript Restriction set for 7/6/2015. (Scalfani, Deborah) (Entered: 04/07/2015)

03/30/2015 83 Letter to the Court Letter (non-motion) regarding Request Permission to Travel as to Andrew Affa (Losquadro, Steven) (Entered: 03/30/2015)

03/30/2015 82 Judge William G. Young: ORDER entered. PROCEDURAL ORDER re sentencing hearing as to Andrew Affa. Sentencing set for 9/10/2015 02:00 PM in Courtroom 18 before Judge William G. Young. (Gaudet, Jennifer) (Entered: 03/30/2015)

03/19/2015 80 Judge William G. Young: ELECTRONIC ORDER entered granting 78 Motion to Seal as to Andrew Affa (2) (Paine, Matthew) (Entered: 03/19/2015)

03/17/2015 81 ELECTRONIC Clerk's Notes for proceedings held before Judge William G. Young:Rule 11 Hearing as to Andrew Affa held on 3/17/2015. Defendant is sworn. The Court conducts colloquy with the defendant. The government announces the top of the sentencing guideline and facts of the case. After hearing from the government, the Court accepts plea. Plea entered by Andrew Affa (2) Guilty Count 1,2,3-7. Sentencing is set for September 10, 2015 at 2:00 PM. Defendant is released on same conditions previously set. Procedural Order re sentencing to issue. (Attorneys present: Ausa Forni and Thomadakis, Defense counsel Losquadro. )Court Reporter Name and Contact or digital recording information: Richard Romanow at [e-mail]. (Gaudet, Jennifer) (Entered: 03/30/2015)


1:14-cr-10221-WGY USA v. Affa et al
1:14-cr-10221-WGY-1 Michael Affa
1:14-cr-10221-WGY-2 Andrew Affa
1:14-cr-10221-WGY-3 Mitchell Brown
1:14-cr-10221-WGY-4 Christopher Putnam
1:14-cr-10221-WGY-5 Christopher Nix



United States District Court
District of Massachusetts (Boston)
CRIMINAL DOCKET FOR CASE #: 1:14-cr-10221-WGY
All Defendants
Case title: USA v. Affa et al
Magistrate judge case numbers:
1:14-mj-01051-RBC
1:14-mj-01052-RBC
1:14-mj-01053-RBC
1:14-mj-07112-JCB

Assigned to: Judge William G. Young

Defendant (1)
Michael Affa
also known as
Michael A. Affa
represented by Robert M. Goldstein
20 Park Plaza, Suite 1000
Boston, MA 02116
617-742-9015
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18:371 - CONSPIRACY
Assigned to: Judge William G. Young

Defendant (2)
Andrew Affa
also known as
Andrew J. Affa
represented by Steven E. Losquadro
649 Route 25A
Suite 4
Rocky Point, NY 11778
631-744-9070
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

William H. Connolly
Law Offices of William H. Connolly
20 Park Plaza
Suite 1000
Boston, MA 02210
617-542-0200
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18:371 - CONSPIRACY
Assigned to: Judge William G. Young

Defendant (3)
Mitchell Brown
also known as
Mitchell H. Brown
represented by Richard Roth
295 Madison Avenue
Floor 22
New York, NY 10017
[phone]
Fax: [phone]
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Danielle Pomeraniec
The Roth Law Firm, PLLC
295 Madison Avenue
Floor 22
New York, NY 10017
[phone]
Fax: [phone]
Email: [e-mail]
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Robert S. Messinger
Nystrom Beckman & Paris LLP
One Marina Park Drive, 15th Flr.
Boston, MA 02210
617-778-9104
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18:371 - CONSPIRACY
Assigned to: Judge William G. Young

Defendant (4)
Christopher Putnam
also known as
Christopher R. Putnam
represented by Joshua Robert Hanye
Federal Public Defender's Office
5th Floor
51 Sleeper Street
Boston, MA 02210
617-223-8061
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Public Defender or Community Defender Appointment

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18 U.S.C. § 371 Conspiracy to Commit Securities Fraud.
Assigned to: Judge William G. Young

Defendant (5)
Christopher Nix
also known as
Gabe Nix
also known as
Christopher G. Nix
represented by Jonathan L. Kotlier
Nutter, McClennen & Fish, LLP
Seaport West
155 Seaport Boulevard
Boston, MA 02210-2604
617-439-2000
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18 U.S.C. § 371 Conspiracy to Commit Securities Fraud.

Plaintiff
USA
represented by Eric A. Forni
United States Attorney's Office MA
Suite 9200
1 Courthouse Way
Boston, MA 02210
617-573-8827
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Assistant US Attorney

Vassili Thomadakis
US Attorney's Office - MA
J. Joseph Moakley U.S. Courthouse
1 Courthouse Way
Suite 9200
Boston, MA 02210
617-748-3248
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Assistant US Attorney

Andrew J. Palid
Securities and Exchange Commission - MA
33 Arch Street
23rd Floor
Boston, MA 02110-1424
[phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

https://ecf.mad.uscourts.gov/cgi-bin/iquery.pl