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Re: None

Saturday, 05/23/2015 12:42:11 PM

Saturday, May 23, 2015 12:42:11 PM

Post# of 45306
Fwiw, here's a list of Cortex's beneficial owners, shareholders holding over 5%. So which is 'the Dumper'? Or perhaps the dump is from the entity doing the financing, or perhaps it's General Urko again :o)



http://www.sec.gov/Archives/edgar/data/849636/000149315215001838/prer14c.htm



>>> Directors, Officers and 5% Stockholders(1) Number of Shares
of Beneficial Ownership
of Common Stock Percent of
Class


Arnold Lippa Family Trust of 2007(2) 92,254,313 29.02 %

Ayer Special Situations Fund I, LP
c/o Ayer Capital Management, LP
616 Corporate Way, Suite 2-4931
Valley Cottage, NJ 10989 46,174,784 16.09 %

Sachin Kelkar
6 Franciscan Way
Kensington, CA 94707 26,823,213 10.43 %

Origin Ventures II, L.P. (and affiliates)(3)
1033 Skokie Blvd., Suite 430
Northbrook, IL 60062 24,200,507 10.05 %

Barton Asset Management, LLC
c/o KLH
135 Main Street, 9th
San Francisco, CA 94105 25,674,396 9.63 %

Dariusz Naziek
55 Hardwick Lane
Wayne, NJ 07470 24,534,018 9.25 %

Alan Gelband Company Defined Contribution Pension Plan & Trust
(and affiliates)(4)
30 West 63rd Street, 24D
New York, NY 10023 21,597,566 8.97 %

Illinois Emerging Technology Fund, LP (and affiliates)(5)
20 North Wacker Drive, Suite 1201
Chicago, IL 60606 20,334,546 8.44 %

SY Corporation Co., Ltd.(6)
654-4 Bongam-Dong, Masanhoiwon-Gu
Changwon-Si, Kyoungsangnam-Do
South Korea 16,422,464 6.82 %

Brian Frenzel
c/o Tosk Inc.
725 San Aleso Ave., #4
Sunnyvale, CA 94085 15,391,595 6.01 %

Ronak Patel
1260 California Street, #12
San Francisco, CA 94109 15,372,406 6.00 %

DIRECTORS AND OFFICERS

Arnold S. Lippa, Ph.D.(7) 0 0 %

Jeff E. Margolis(8) 20,618,816 8.37 %

Robert N. Weingarten(9) 20,000,000 8.14 %

James Sapirstein 2,000,000 0.83 %

Kathryn MacFarlane 2,000,000 0.83 %

Richard Purcell(10) 1,000,000 0.41 %

All directors and officers as a group 45,618,816 18.12 %


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