Thursday, May 21, 2015 7:14:46 PM
It only makes sense. Let's say you're a CEO and you wanted to be transparent to your shareholders so you ask your TA to give out the O/S.
Are they going to tell him they won't do it because it's their policy not to and if they don't like it they can go to hell or find themselves a new TA?
To your edit..... By the time the next Q comes out, if the company's diluting, it's too late for shareholders to find out that's why the stock plummetted.
That's why a gagged TA is not a good thing. It's done by the CEO to hide said dilution. The TA is not guilty of keeping the info from you.
You can lead a horse to water. But you can't make him get down on one knee and do an Al Jolson impression!
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