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Pacer update 18 Mar 15 - USA v. Affa et al CRIMINAL DOCKET FOR CASE #: 1:14-cr-10221

https://ecf.mad.uscourts.gov/cgi-bin/iquery.pl

Date Filed # Docket Text

03/17/2015 78 MOTION to Seal (FILED UNDER SEAL) as to Andrew Affa. (Paine, Matthew) (Entered: 03/18/2015)

03/03/2015 77 Judge William G. Young: ELECTRONIC ORDER entered denying 76 Motion for Reconsideration as to Christopher Nix (5) (Paine, Matthew) (Entered: 03/03/2015)

03/02/2015 76 MOTION for Reconsideration re 65 MOTION for Discovery filed by Christopher Nix as to Christopher Nix. (Kotlier, Jonathan) (Entered: 03/02/2015)

02/13/2015 75 ELECTRONIC NOTICE OF HEARING as to Andrew Affa. Rule 11 Hearing set for 3/17/2015 02:00 PM in Courtroom 18 before Judge William G. Young. (Gaudet, Jennifer) (Entered: 02/13/2015)

02/13/2015 74 Judge William G. Young: ELECTRONIC ORDER entered: Motion denied for the reasons set forth in the government's brief re 65 Motion for Discovery as to Christopher Nix (5) (Paine, Matthew) (Entered: 02/13/2015)

02/11/2015 73 Opposition by USA as to Mitchell Brown, Christopher Putnam, Christopher Nix re 65 MOTION for Discovery (Thomadakis, Vassili) (Entered: 02/11/2015)

01/23/2015 72 Reset Deadlines in case as to Christopher Nix 65 MOTION for Discovery . Responses due by 2/11/2015 (Paine, Matthew) (Entered: 01/23/2015)

01/23/2015 71 Judge William G. Young: ELECTRONIC ORDER entered granting 70 Assented to MOTION for Extension of Time to File Response to Motion to Compel Discovery as to Michael Affa (1), Andrew Affa (2), Mitchell Brown (3), Christopher Putnam (4), Christopher Nix (5) (Paine, Matthew) (Entered: 01/23/2015)

01/22/2015 70 Assented to MOTION for Extension of Time to File Response to Motion to Compel Discovery as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix by USA. (Forni, Eric) (Entered: 01/22/2015)

01/21/2015 69 Judge William G. Young: ELECTRONIC ORDER entered granting 68 MOTION to Join Defendant Christopher Nix's Motion to Compel Discovery as to Michael Affa (1), Andrew Affa (2), Mitchell Brown (3), Christopher Putnam (4), Christopher Nix (5) (Paine, Matthew) (Entered: 01/21/2015)

01/16/2015 68 MOTION to Join Defendant Christopher Nix's Motion to Compel Discovery as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix by Mitchell Brown. (Pomeraniec, Danielle) (Modified on 1/20/2015 to Correct Docket Text and CM/ECF Filing Event) (Paine, Matthew). (Entered: 01/16/2015)

01/15/2015 67 Judge William G. Young: ELECTRONIC ORDER entered granting 66 MOTION to Join Defendant Nix's Motion for Discovery as to Christopher Putnam (4) (Paine, Matthew) (Entered: 01/15/2015)

01/14/2015 66 MOTION for Discovery to Join Defendant Nix's Motion for Discovery as to Christopher Putnam. (Hanye, Joshua) (Entered: 01/14/2015)

01/14/2015 65 MOTION for Discovery as to Christopher Nix. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)(Kotlier, Jonathan) (Entered: 01/14/2015)

12/31/2014 64 Judge William G. Young: ELECTRONIC ORDER entered granting 63 Assented to MOTION for Extension of Time to 1/14/2015 to File Discovery Motion as to Michael Affa (1), Christopher Nix (5) (Paine, Matthew) (Entered: 12/31/2014)

12/30/2014 63 Assented to MOTION for Extension of Time to 1/14/2015 to File Discovery Motion as to Michael Affa, Christopher Nix by Michael Affa. (Goldstein, Robert) (Entered: 12/30/2014)

12/22/2014 62 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general-info.htm (Scalfani, Deborah) (Entered: 12/22/2014)

12/22/2014 61 Transcript of Initial Appearance and Arraignment as to Christopher Putnam, Christopher Nix held on July 31, 2014, before Ch. Magistrate Judge Jennifer C. Boal. Court Reporter Name: No Reporter Used. Digital Recording transcribed by Judy Bond Gonsalves. The Transcript may be purchased through Judy Bond Gonsavles at 508-984-7003, viewed at the public terminal, or viewed through PACER after it is released. Redaction Request due 1/12/2015. Redacted Transcript Deadline set for 1/22/2015. Release of Transcript Restriction set for 3/23/2015. (Scalfani, Deborah) (Entered: 12/22/2014)

12/17/2014 60 Response to letter requesting additional discovery pursuant to Local Rule 116.3 as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix (Thomadakis, Vassili) (Entered: 12/17/2014)

12/12/2014 59 NOTICE OF ATTORNEY APPEARANCE: Andrew R. McArdell appearing for Christopher Nix. Type of Appearance: Retained. (McArdell, Andrew) (Entered: 12/12/2014)

12/03/2014 58 Letter (non-motion) regarding Request for documents as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix (Kotlier, Jonathan) (Entered: 12/03/2014)

12/03/2014 57 Letter (non-motion) regarding Request for documents as to Christopher Nix (Kotlier, Jonathan) (Entered: 12/03/2014)

09/26/2014 56 Judge William G. Young: ORDER entered. PROTECTIVE ORDER as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix (Attachments: # 1 Agreement) (Paine, Matthew) (Entered: 09/29/2014)

09/26/2014 55 Judge William G. Young: ELECTRONIC ORDER entered granting 36 Motion for Protective Order as to Michael Affa (1), Andrew Affa (2), Mitchell Brown (3), Christopher Putnam (4), Christopher Nix (5) (Paine, Matthew) (Modified on 9/29/2014 to Correct Filing Date) (Paine, Matthew). (Entered: 09/29/2014)

09/26/2014 52 Supplemental MEMORANDUM in Support by USA as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix re 36 MOTION for Protective Order (Thomadakis, Vassili) (Entered: 09/26/2014)

09/25/2014 51 NOTICE of Filing of Proposed Protective Orders by USA as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix (Attachments: # 1 Exhibit A (Government's Proposed Protective Order), # 2 Exhibit B (Defendants' Proposed Protective Order), # 3 Exhibit C (Redlined Comparison))(Thomadakis, Vassili) (Entered: 09/25/2014)

09/22/2014 50 Judge William G. Young: ELECTRONIC ORDER entered granting 49 MOTION for Extension of Time to September 25, 2014 to File proposed protective orders as to Michael Affa (1), Andrew Affa (2), Mitchell Brown (3), Christopher Putnam (4), Christopher Nix (5) (Paine, Matthew) (Entered: 09/22/2014)

09/18/2014 49 MOTION for Extension of Time to September 25, 2014 to File proposed protective orders as to Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, Christopher Nix by Christopher Putnam. (Hanye, Joshua) (Entered: 09/18/2014)


1:14-cr-10221-WGY USA v. Affa et al
1:14-cr-10221-WGY-1 Michael Affa
1:14-cr-10221-WGY-2 Andrew Affa
1:14-cr-10221-WGY-3 Mitchell Brown
1:14-cr-10221-WGY-4 Christopher Putnam
1:14-cr-10221-WGY-5 Christopher Nix



United States District Court
District of Massachusetts (Boston)
CRIMINAL DOCKET FOR CASE #: 1:14-cr-10221-WGY
All Defendants
Case title: USA v. Affa et al
Magistrate judge case numbers:
1:14-mj-01051-RBC
1:14-mj-01052-RBC
1:14-mj-01053-RBC
1:14-mj-07112-JCB

Assigned to: Judge William G. Young

Defendant (1)
Michael Affa
also known as
Michael A. Affa
represented by Robert M. Goldstein
20 Park Plaza, Suite 1000
Boston, MA 02116
617-742-9015
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18:371 - CONSPIRACY
Assigned to: Judge William G. Young

Defendant (2)
Andrew Affa
also known as
Andrew J. Affa
represented by Steven E. Losquadro
649 Route 25A
Suite 4
Rocky Point, NY 11778
631-744-9070
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

William H. Connolly
Law Offices of William H. Connolly
20 Park Plaza
Suite 1000
Boston, MA 02210
617-542-0200
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18:371 - CONSPIRACY
Assigned to: Judge William G. Young

Defendant (3)
Mitchell Brown
also known as
Mitchell H. Brown
represented by Richard Roth
295 Madison Avenue
Floor 22
New York, NY 10017
[phone]
Fax: [phone]
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Danielle Pomeraniec
The Roth Law Firm, PLLC
295 Madison Avenue
Floor 22
New York, NY 10017
[phone]
Fax: [phone]
Email: [e-mail]
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Robert S. Messinger
Nystrom Beckman & Paris LLP
One Marina Park Drive, 15th Flr.
Boston, MA 02210
617-778-9104
Fax: [phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18:371 - CONSPIRACY
Assigned to: Judge William G. Young

Defendant (4)
Christopher Putnam
also known as
Christopher R. Putnam
represented by Joshua Robert Hanye
Federal Public Defender's Office
5th Floor
51 Sleeper Street
Boston, MA 02210
617-223-8061
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Public Defender or Community Defender Appointment

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18 U.S.C. § 371 Conspiracy to Commit Securities Fraud.
Assigned to: Judge William G. Young

Defendant (5)
Christopher Nix
also known as
Gabe Nix
also known as
Christopher G. Nix
represented by Jonathan L. Kotlier
Nutter, McClennen & Fish, LLP
Seaport West
155 Seaport Boulevard
Boston, MA 02210-2604
617-439-2000
Fax: [phone]
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:371...CONSPIRACY TO COMMIT SECURITIES FRAUD AND WIRE FRAUD
(1)
15:78j(b), 78(ff); 17 C.F.R. SEC. 240.10b5; AND 18:2...SECURITIES FRAUD
(2)
18:1343, 1349, AND 2...WIRE FRAUD
(3-7)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
18 U.S.C. § 371 Conspiracy to Commit Securities Fraud.

Plaintiff
USA
represented by Eric A. Forni
United States Attorney's Office MA
Suite 9200
1 Courthouse Way
Boston, MA 02210
617-573-8827
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Assistant US Attorney

Vassili Thomadakis
US Attorney's Office - MA
J. Joseph Moakley U.S. Courthouse
1 Courthouse Way
Suite 9200
Boston, MA 02210
617-748-3248
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Assistant US Attorney

Andrew J. Palid
Securities and Exchange Commission - MA
33 Arch Street
23rd Floor
Boston, MA 02110-1424
[phone]
Email: [e-mail]
ATTORNEY TO BE NOTICED

https://ecf.mad.uscourts.gov/cgi-bin/iquery.pl