Monday, March 02, 2015 7:43:31 AM
Dr owns 3,746,655 shares of common stock (Includes 1,827,401 shares underlying currently exercisable options and warrants) - 19.6%
Delabarta, Inc (Abarta Inc) owns 1,213,235 shares of common stock - 7.0%
John Bitzer, III owns 1,276,517 shares of common stock - 7.3%
(Includes 35,882 shares underlying currently exercisable option)
(
Includes 1,129,036 shares of common stock and 84,199 warrants owned by Delabarta, Inc., a wholly-owned subsidiary of ABARTA, Inc. Mr. Bitzer is President and a member of the board of directors of each of Delabarta, Inc. and ABARTA, Inc. Mr. Bitzer disclaims beneficial ownership of the shares held by Delabarta, Inc. except to the extent of his pecuniary interest therein.)
http://www.sec.gov/Archives/edgar/data/744452/000157104914007249/t80973_10k.htm
Based on my understanding, 13Gs we saw are for existing shares that are held by Dr and Delabarta.
I think We may see 13G for John Bitzer near soon.
Can anybody clarify if 13G can be filed for existing shares when a company uplists to Nasdaq?
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