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Art Vandeley

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Art Vandeley

Re: stocksplit123 post# 95272

Tuesday, 01/27/2015 12:57:52 AM

Tuesday, January 27, 2015 12:57:52 AM

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Doesn't matter, you can get 10 market makers to file the forms, but FINRA has the final say.


No broker-dealer may solicit or recommend that an investor buy shares in a stock that has been subject to a trading suspension unless and until FINRA has approved a Form 211 relating to the stock. If there are continuing regulatory concerns about the company, its disclosures, or other factors, such as a pending regulatory investigation, a Form 211 application may not be approved.



http://investor.gov/news-alerts/investor-bulletins/trading-stock-after-sec-trading-suspension-be-aware-risks#.VMcqHmjF_ws

All
posts are only my opinion. Please do your own DD. I am not
professional analyst nor do I play one on TV.

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