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cowtown jay

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cowtown jay

Re: shajandr post# 344906

Sunday, 12/21/2014 5:45:20 AM

Sunday, December 21, 2014 5:45:20 AM

Post# of 346916
It's the SEC who charged that the shares were unregistered. Anyone who profits from the sell of unregistered shares, regardless of scienter, is subject to disgorgement. The SEC can, and has, gone after such defendants, including several traders and relief defendants in the SPNG case.
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