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Re: Tide Pool post# 204886

Thursday, 12/18/2014 10:54:35 PM

Thursday, December 18, 2014 10:54:35 PM

Post# of 263682
PREVIOUSLY POSTED:

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=109208675


http://www.sec.gov/investor/pubs/rule144.htm


4. Ordinary Brokerage Transactions.

If you are an affiliate, the sales must be handled in all respects as routine trading transactions, and brokers may not receive more than a normal commission. Neither the seller nor the broker can solicit orders to buy the securities.

5. Filing a Notice of Proposed Sale With the SEC.

If you are an affiliate, you must file a notice with the SEC on Form 144 if the sale involves more than 5,000 shares or the aggregate dollar amount is greater than $50,000 in any three-month period. The sale must take place within three months of filing the notice and, if the securities have not been sold, you must file an amended notice.

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