Saturday, November 29, 2014 11:50:09 AM
Date : 11/28/2014 @ 11:51AM
Source : Edgar (US Regulatory)
Stock : Entertainment Gaming Asia Incorporated (MM) (EGT)
Quote : 0.53 -0.01 (-1.85%) @ 5:10PM
http://ih.advfn.com/p.php?pid=nmona&article=64602939&symbol=EGT
Statement of Changes in Beneficial Ownership (4)
Statement of Changes in Beneficial Ownership (4)
PrintAlert
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
Melco International Development LTD 2. Issuer Name and Ticker or Trading Symbol
Entertainment Gaming Asia Inc. [ EGT ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director __ X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
PENTHOUSE, 38/F, THE CENTRIUM, 60 WYNDHAM STREET 3. Date of Earliest Transaction (MM/DD/YYYY)
11/25/2014
(Street)
CENTRAL, K3 0
(City) (State) (Zip) 4. If Amendment, Date Original Filed (MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/25/2014 X 15496463 (1) A $0.54 37512294 I See Note (2)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Oversubscription Rights (Right to Buy) $0.54 11/25/2014 X 15496463 (1) 10/31/2014 11/25/2014 Common Stock 15496463 $0.00 0 I See Note (2)
Explanation of Responses:
( 1) The number of shares represents the additional shares of EGT common stock purchased by the reporting entities pursuant to their oversubscription privilege in the rights offering.
( 2) The shares are owned directly by EGT Entertainment Holding Limited. EGT Entertainment Holding Limited is the indirect wholly-owned subsidiary of Melco International Development Limited ("Melco"). Melco is the indirect beneficial owner of the reported securities. The address for EGT Entertainment Holding Limited is Penthouse, 38/F, The Centrium, 60 Wyndham Street, Central Hong Kong.
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Melco International Development LTD
PENTHOUSE, 38/F, THE CENTRIUM
60 WYNDHAM STREET
CENTRAL, K3 0
X
EGT Entertainment Holding Ltd
PENTHOUSE, 38/F, THE CENTRIUM
60 WYNDHAM STREET
CENTRAL, K3 0
X
Signatures
Tsui Che Yin, Frank 11/28/2014
** Signature of Reporting Person Date
Tsui Che Yin, Frank 11/28/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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