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Wednesday, 11/26/2014 1:10:48 AM

Wednesday, November 26, 2014 1:10:48 AM

Post# of 2804248
FINRA applies short sale delivery requirements to those equity securities not otherwise covered by the delivery requirements of SEC Regulation SHO. Reg. SHO applies to all securities of all reporting issuers whether listed for trading on an exchange or quoted in the OTC market. New Rule 4320 expanded Reg.

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