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Tellin_Fibs

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Tellin_Fibs

Re: None

Friday, 11/21/2014 7:03:09 AM

Friday, November 21, 2014 7:03:09 AM

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The OTC market and broker-dealers’ activities in the market are regulated by The Financial Industry Regulatory Authority (FINRA), the U.S. Securities and Exchange Commission (SEC) and various state securities regulators. As well, companies with SEC-registered securities are regulated by the SEC. OTC Markets Group is neither a stock exchange nor a self-regulatory organization (SRO) and is not regulated by either FINRA or the SEC.
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