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Alias Born 10/14/2012

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Friday, 10/31/2014 12:02:48 AM

Friday, October 31, 2014 12:02:48 AM

Post# of 2804248
Broker-Dealers – FINRA registered broker-dealers may participate in the OTC market by executing client orders and principal orders. Broker-dealers earn revenues from commissions charged on orders, the bid (buy) and ask (sell) spread (the difference between what an investor is willing to buy and sell a security), and principal trading (investing the firm’s capital in an investment/trading strategy).

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