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Re: xZx post# 71164

Sunday, 10/26/2014 11:19:15 PM

Sunday, October 26, 2014 11:19:15 PM

Post# of 71458
Surety may be in trouble:

"...The Office of Investor Education and Advocacy has three main functional areas:

If you have suffered wrongdoing at the hands of a broker or investment adviser, the Office of Investor Assistance wants to hear from you. We will contact the firm, company or individual who is the subject of the complaint to find out what happened. Sometimes, this results in a satisfactory resolution of the complaint. Other times, it's unclear who is right and who is wrong. In that case, we let investors know their legal options and how they can pursue a resolution on their own.

...

Complaints are extremely important to us. You may think you're the only one experiencing a problem, but typically, you're not alone. Sometimes, it only takes one investor's complaint to trigger an investigation that exposes an illegal boiler-room operation, a Ponzi scheme, or an insider-trading ring. In recent years, investor complaints led, at least in part, to approximately 20% of all cases investigated by the SEC.
..."

http://www.sec.gov/investor/pubs/aboutoiea.htm

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