L and L Energy (fka LLEN)

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Pacer update 23 Sep 14 - USA v. Lee et al - CRIMINAL DOCKET FOR CASE #: 2:14-cr-00024-RAJ-1

https://ecf.wawd.uscourts.gov/cgi-bin/iquery.pl


Date Filed # Docket Text

09/23/2014 51 REPORT AND RECOMMENDATION re Plea of Guilty as to Dickson Lee by Hon. Mary Alice Theiler. (cc: USPO) Noting Date 10/8/2014, (Attachments: # 1 Proposed Acceptance of Plea) (BB) (Entered: 09/23/2014)

09/23/2014 50 PLEA AGREEMENT as to Dickson Lee (cc: USPO, FLU, AFU) (BB) (Entered: 09/23/2014)

09/23/2014 49 CONSENT TO RULE 11 PLEA in a felony case as to Dickson Lee (BB) (Entered: 09/23/2014)

09/23/2014 48 Minute Entry for proceedings held before Hon. Mary Alice Theiler- CRD: B. Beetham; AUSA: Stephen Hobbs; Def Cnsl: Dennis Carroll; Court Reporter: Digital Recording; Time of Hearing: 11:30 AM; Courtroom: 12B; Interpreter: N/A; CHANGE OF PLEA HEARING as to Dickson Lee held on 9/23/2014. Defendant present in custody. Defendant placed under oath and advised of rights/charges/penalties; Defendant executes Consent to Rule 11 Plea in a felony case before a U.S. Magistrate Judge; Defendant waives indictment by the Grand Jury; Year of Birth = 1948; Education = MBA; Court reviews the plea agreement; Dickson Lee (1) pleads GUILTY to Information (Count 1sss-2sss). Court finds the Defendant is competent to enter a guilty plea; Court signs the Report and Recommendation and Counsel have fourteen days to file objections; Court orders the preparation of a Presentence Report. Defendant remanded to custody.

Sentencing set for 1/9/2015 at 01:30 PM in Courtroom 13106 before Judge Richard A Jones. (BB) (Entered: 09/23/2014)

09/23/2014 47 WAIVER OF INDICTMENT by Dickson Lee (BB) (Entered: 09/23/2014)

09/23/2014 46 SUPERSEDING FELONY INFORMATION as to Dickson Lee (1) count(s) 1sss-2sss. (BB) (Entered: 09/23/2014)

09/23/2014 45 FELONY INFORMATION as to Dickson Lee (1) count(s) 1ss-2ss. (JK) (Entered: 09/23/2014)


U.S. District Court
United States District Court for the Western District of Washington (Seattle)
CRIMINAL DOCKET FOR CASE #: 2:14-cr-00024-RAJ All Defendants

Case title: USA v. Lee et al
Date Filed: 01/29/2014
Assigned to: Judge Richard A Jones

Defendant (1)
Dickson Lee
represented by Debra Wong Yang
GIBSON DUNN & CRUTCHER (L.A.)
2029 CENTURY PARK E
STE 4000
LOS ANGELES, CA 90067-3026
213-229-7000
Email: [e-mail]
TERMINATED: 04/28/2014
LEAD ATTORNEY
PRO HAC VICE
Designation: Admission Pro Hac Vice

Robert S Mahler
DORSEY & WHITNEY (WA)
701 FIFTH AVENUE
SUITE 6100
SEATTLE, WA 98104-7043
206-903-8800
Email: [e-mail]
TERMINATED: 04/28/2014
LEAD ATTORNEY
Designation: Retained

Russell M Aoki
AOKI LAW PLLC
720 OLIVE WAY STE 1525
SEATTLE, WA 98101
206-624-1900
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
Securities Fraud 18:1348 & 2
(1-6)
18:1348 and 2: Securities Fraud
(1s-6s)
False Certification of Financial Reports by Corporate Officer 18:1350(c)(1) & (c)(2) & 2
(7-9)
18:1350(c)(1) and (c)(2); and 2- False Certification of Financial Reports by Corporate Officer
(7s-9s)
False SEC Filing 15:78m(a0 & 78ff & 18:2
(10)
15:78m(a)and 78ff and Title 18, Section 2- False SEC Filing
(10s)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
None
Assigned to: Judge Richard A Jones

Defendant (2)
L&L Energy, Inc.
represented by Mark N Bartlett
DAVIS WRIGHT TREMAINE (SEA)
1201 THIRD AVENUE STE 2200
SEATTLE, WA 98101-3045
206-622-3150
Email: [e-mail]
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:1348 and 2: Securities Fraud
(1-6)
15:78m(a)and 78ff and Title 18, Section 2- False SEC Filing
(10)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
None

Plaintiff
USA
represented by Katheryn Kim Frierson
US ATTORNEY'S OFFICE (SEA)
700 STEWART ST
STE 5220
SEATTLE, WA 98101-1271
206-553-7970
Email: [e-mail]
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Assistant US Attorney

https://ecf.wawd.uscourts.gov/cgi-bin/iquery.pl