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Noah12

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Noah12

Re: MidtownMan post# 30156

Tuesday, 09/23/2014 9:35:54 AM

Tuesday, September 23, 2014 9:35:54 AM

Post# of 30354
Thanks for your insights Midtown, very informative. When you explain that FINRA regulates the broker dealers, does that mean they are scrutinizing those who would be selling the stock, like the MMS, as opposed to looking at the validity of the company itself? If the SEC is already satisfied, how deep does FINRA evaluate the company vs. just looking at the dealers?
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