L and L Energy (fka LLEN)

[I-Man]

Transfer Agent Letter to share here, for folks who don't know what they do. I am also waiting response from the company Board itself but wish to share this for newbies to understand what a Transfer Agent is in respect to a public listed company like L&L Energy (LLEN)....

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Subject: RE: LLEN stock and company operations
Date: 9/19/2014 11:27:10 A.M. Eastern Daylight Time
From: [e-mail]
To: [e-mail], [e-mail]



Good morning Mr. Xxxxxxxx Xxxxxxxxxxxx,

Thank you for the email. Empire Stock Transfer Inc. (Empire) is the transfer agent for the issuer mentioned in your correspondence.

Public companies typically use transfer agents to keep track of the individuals and entities that own their stocks and bonds.


Transfer agents perform three main functions:

1. Issue and cancel certificates to reflect changes in ownership. For example, when a company declares a stock dividend or stock split, the transfer agent issues new shares. Transfer agents keep records of who owns a company's stocks and bonds and how those stocks and bonds are held—whether by the owner in certificate form, by the company in book-entry form, or by the investor's brokerage firm in street name. They also keep records of how many shares or bonds each investor owns.

2. Act as an intermediary for the company. A transfer agent may also serve as the company's paying agent to pay out interest, cash and stock dividends, or other distributions to stock- and bondholders. In addition, transfer agents act as proxy agent (sending out proxy materials), exchange agent (exchanging a company's stock or bonds in a merger), tender agent (tendering shares in a tender offer), and mailing agent (mailing the company's quarterly, annual, and other reports).

3. Handle lost, destroyed, or stolen certificates. Transfer agents help shareholders and bondholders when a stock or bond certificate has been lost, destroyed, or stolen.


Please send your inquiry directly to the issuer for details on their ongoing business operations.


Best,

Roberta Mors

http://empirestock.com/survey.html
Empire Stock Transfer Inc.
1859 Whitney Mesa Dr.
Henderson, Nevada 89014
[phone]