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TenKay

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TenKay

Re: SevenTenEleven post# 78814

Tuesday, 09/02/2014 10:05:08 PM

Tuesday, September 02, 2014 10:05:08 PM

Post# of 221944
"If these blue sheets were in existence..."

They are...although they are not "blue" anymore. It is all electronic.

http://www.finra.org/Industry/Compliance/RegulatoryFilings/BlueSheets/

This process is used quite extensively in enforcement activities.

But I guess when the whole world is against poor old GNCP... What hope is there?
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