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Re: jaxstraw post# 74302

Wednesday, 08/27/2014 5:26:37 AM

Wednesday, August 27, 2014 5:26:37 AM

Post# of 74547

Misled investors and external auditors in the process.





"Corporate executives have an obligation to take the Sarbanes-Oxley disclosure and certification requirements very seriously," said Scott Friestad, an associate director in the SEC's Enforcement Division.

"Sherman and Cummings flouted these regulatory requirements and misled investors and external auditors in the process."




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